Proceedings

 

This section contains Notices of Hearings, Statements of Allegations, Orders, Decisions and other documents in relation to proceedings before the Commission.

 
 2012  2011  2010  2009  2008  2007  2006  2005 
 
 Brien, Alain
    25 April 2006Order
    25 April 2006Reasons for Decision
    24 April 2006Settlement Agreement
    01 March 2006Notice of Hearing
 
 Campbell, David
    06 October 2006Consent Order
    14 June 2006Order
    02 June 2006Supplementary Notice of Hearing
    01 June 2006Supplementary Statement of Allegations
    26 April 2006Order
    20 April 2006Statement of Allegations
    20 April 2006Notice of Hearing
    11 April 2006Temporary Cease Trade Order
 
 da Silva, Carlos
    06 October 2006Consent Order
    14 June 2006Order
    02 June 2006Supplementary Notice of Hearing
    01 June 2006Supplementary Statement of Allegations
    26 April 2006Order
    20 April 2006Statement of Allegations
    20 April 2006Notice of Hearing
    11 April 2006Temporary Cease Trade Order
 
 First Global Ventures S.A.
    27 November 2006Consent Order
    01 November 2006Supplementary Notice of Hearing
    30 October 2006Amended Statement of Allegation
    14 June 2006Order
    24 May 2006Order
    24 May 2006Order
    12 May 2006Statement of Allegations
    12 May 2006Notice of Hearing
    11 May 2006Order
 
 Grossman, Al
    12 December 2006Consent Order
    27 November 2006Consent Order
    01 November 2006Supplementary Notice of Hearing
    30 October 2006Amended Statement of Allegation
    11 October 2006Order
    06 October 2006Consent Order
    24 August 2006Order
    14 June 2006Order
    14 June 2006Order
    02 June 2006Supplementary Notice of Hearing
    01 June 2006Supplementary Statement of Allegations
    24 May 2006Order
    24 May 2006Order
    24 May 2006Order
    12 May 2006Statement of Allegations
    12 May 2006Notice of Hearing
    11 May 2006Order
    26 April 2006Order
    20 April 2006Statement of Allegations
    20 April 2006Notice of Hearing
    11 April 2006Order
    11 April 2006Temporary Cease Trade Order
    31 March 2006Order
    29 March 2006Notice of Hearing
    28 March 2006Statement of Allegations
 
 Haley, Keith
    21 December 2006Order
    21 December 2006Order
    13 December 2006Order
    30 October 2006Order
    24 October 2006Notice of Hearing
    24 October 2006Statement of Allegations
    20 October 2006Order
 
 Hanley, James K.
    21 December 2006Order
    03 October 2006Notice of Hearing
    02 October 2006Statement of Allegations
 
 Investors Group Financial Services Inc.
    01 March 2006Statement of Allegations
    19 January 2006Reasons for Decision
    19 January 2006Order
    12 January 2006Settlement Agreement
    09 January 2006Notice of Hearing
    06 January 2006Statement of Allegations
 
 Jabez Financial Services Inc.
    21 December 2006Order
    21 December 2006Order
    13 December 2006Order
    30 October 2006Order
    24 October 2006Notice of Hearing
    24 October 2006Statement of Allegations
    20 October 2006Order
 
 JFS Credit Union
    21 December 2006Order
    21 December 2006Order
    13 December 2006Order
    30 October 2006Order
    24 October 2006Notice of Hearing
    24 October 2006Statement of Allegations
    20 October 2006Order
 
 Lanys, Steve
    12 December 2006Consent Order
    11 October 2006Order
    24 August 2006Order
    24 May 2006Order
    11 April 2006Order
    31 March 2006Order
    29 March 2006Notice of Hearing
    28 March 2006Statement of Allegations
 
 LeBlanc, Normand
    21 December 2006Order
    21 December 2006Order
    13 December 2006Order
    30 October 2006Order
    24 October 2006Notice of Hearing
    24 October 2006Statement of Allegations
    20 October 2006Order
 
 Limelight Capital Management Ltd.
    06 October 2006Consent Order
    14 June 2006Order
    02 June 2006Supplementary Notice of Hearing
    01 June 2006Supplementary Statement of Allegations
    26 April 2006Order
    20 April 2006Statement of Allegations
    20 April 2006Notice of Hearing
    11 April 2006Temporary Cease Trade Order
 
 Limelight Entertainment Inc.
    06 October 2006Consent Order
    14 June 2006Order
    02 June 2006Supplementary Notice of Hearing
    01 June 2006Supplementary Statement of Allegations
    26 April 2006Order
    20 April 2006Statement of Allegations
    20 April 2006Notice of Hearing
    11 April 2006Temporary Cease Trade Order
 
 Maitland Capital Ltd.
    12 December 2006Consent Order
    11 October 2006Order
    24 August 2006Order
    24 May 2006Order
    11 April 2006Order
    31 March 2006Order
    29 March 2006Notice of Hearing
    28 March 2006Statement of Allegations
 
 Marsh Shuman, Alan
    27 November 2006Consent Order
    01 November 2006Supplementary Notice of Hearing
    30 October 2006Amended Statement of Allegation
    14 June 2006Order
    24 May 2006Order
    24 May 2006Order
    12 May 2006Statement of Allegations
    12 May 2006Notice of Hearing
    11 May 2006Order
 
 Messinger, Saul
    12 December 2006Consent Order
    11 October 2006Order
    24 August 2006Order
    24 May 2006Order
    11 April 2006Order
    31 March 2006Order
    29 March 2006Notice of Hearing
    28 March 2006Statement of Allegations
 
 Mezinski, Tom
    06 October 2006Consent Order
    14 June 2006Order
    02 June 2006Supplementary Notice of Hearing
    01 June 2006Supplementary Statement of Allegations
    26 April 2006Order
    20 April 2006Statement of Allegations
    20 April 2006Notice of Hearing
    11 April 2006Temporary Cease Trade Order
 
 Sponagle, Quintin
    21 December 2006Order
    21 December 2006Order
    13 December 2006Order
    30 October 2006Order
    24 October 2006Notice of Hearing
    24 October 2006Statement of Allegations
    20 October 2006Order
 
 Travin, Jack
    12 December 2006Consent Order
    11 October 2006Order
    24 August 2006Order
    24 May 2006Order
    11 April 2006Order
    31 March 2006Order
    29 March 2006Notice of Hearing
    28 March 2006Statement of Allegations
 
 Ulfan, Hanoch
    12 December 2006Consent Order
    11 October 2006Order
    06 October 2006Consent Order
    24 August 2006Order
    14 June 2006Order
    02 June 2006Supplementary Notice of Hearing
    01 June 2006Supplementary Statement of Allegations
    24 May 2006Order
    26 April 2006Order
    20 April 2006Statement of Allegations
    20 April 2006Notice of Hearing
    11 April 2006Order
    11 April 2006Temporary Cease Trade Order
    31 March 2006Order
    29 March 2006Notice of Hearing
    28 March 2006Statement of Allegations
 
 Waddingham, Leonard
    12 December 2006Consent Order
    11 October 2006Order
    24 August 2006Order
    24 May 2006Order
    11 April 2006Order
    31 March 2006Order
    29 March 2006Notice of Hearing
    28 March 2006Statement of Allegations
 
 Wadhwani, Kim
    12 December 2006Consent Order
    11 October 2006Order
    24 August 2006Order
    24 May 2006Order
    11 April 2006Order
    31 March 2006Order
    29 March 2006Notice of Hearing
    28 March 2006Statement of Allegations