Proceedings

 

This section contains Notices of Hearings, Statements of Allegations, Orders, Decisions and other documents in relation to proceedings before the Commission.

 
 2012  2011  2010  2009  2008  2007  2006  2005 
 
 706166 Alberta Ltd.
    15 October 2007Consent Order
    15 October 2007Order
    14 September 2007Notice of Hearing
 
 Al-Tar Energy Corp.
    17 December 2007Reasons for Decision
    15 October 2007Order
 
 Alberta Energy Corp.
    17 December 2007Reasons for Decision
    15 October 2007Order
 
 Baskin, David
    01 May 2007Consent Order
    01 May 2007Reasons for Decision
    12 April 2007Statement of Allegations
 
 Baskin Financial Services Inc.
    01 May 2007Consent Order
    01 May 2007Reasons for Decision
    12 April 2007Statement of Allegations
 
 Bradley Corporate Services Ltd.
    15 October 2007Consent Order
    15 October 2007Order
    14 September 2007Notice of Hearing
 
 Campbell, David
    17 August 2007Reasons for Decision
    04 May 2007Consolidated Amended Statement of Allegations
    27 March 2007Consolidated Amended Notice of Hearing
 
 Cody, Michael
    15 October 2007Consent Order
    15 October 2007Order
    14 September 2007Notice of Hearing
 
 da Silva, Carlos
    17 August 2007Reasons for Decision
    04 May 2007Consolidated Amended Statement of Allegations
    27 March 2007Consolidated Amended Notice of Hearing
 
 Dizcarra, George
    22 October 2007Reasons for Decision
    02 August 2007Order
    30 July 2007Statement of Allegations
    30 July 2007Notice of Hearing
    27 July 2007Temporary Order
 
 Drever, Lorne
    15 October 2007Consent Order
    15 October 2007Order
    14 September 2007Notice of Hearing
 
 First Global Ventures S.A.
    02 May 2007Order
    12 April 2007Order
 
 Fulton, Ronald J.
    20 December 2007Statement of Allegations
 
 Grossman, Al
    17 August 2007Reasons for Decision
    04 May 2007Consolidated Amended Statement of Allegations
    02 May 2007Order
    12 April 2007Order
    27 March 2007Consolidated Amended Notice of Hearing
 
 Haley, Keith
    15 January 2007Order
    11 January 2007Order
 
 Hanley, James K.
    26 February 2007Reasons for Decision
    26 February 2007Order and Settlement Agreement
 
 Jabez Financial Services Inc.
    15 January 2007Order
    11 January 2007Order
 
 JFS Credit Union
    15 January 2007Order
    11 January 2007Order
 
 Lane, Robert E.
    20 December 2007Statement of Allegations
 
 LeBlanc, Normand
    15 January 2007Order
    11 January 2007Order
 
 Limelight Capital Management Ltd.
    17 August 2007Reasons for Decision
    04 May 2007Consolidated Amended Statement of Allegations
    27 March 2007Consolidated Amended Notice of Hearing
 
 Limelight Entertainment Inc.
    17 August 2007Reasons for Decision
    04 May 2007Consolidated Amended Statement of Allegations
    27 March 2007Consolidated Amended Notice of Hearing
 
 Locate Technologies Inc.
    15 October 2007Consent Order
    15 October 2007Order
    14 September 2007Notice of Hearing
 
 Marsh Shuman, Alan
    02 May 2007Order
    12 April 2007Order
 
 Meisner Corporation
    22 October 2007Reasons for Decision
    02 August 2007Order
    30 July 2007Statement of Allegations
    30 July 2007Notice of Hearing
    27 July 2007Temporary Order
 
 Meisner Inc. S.A.
    22 October 2007Reasons for Decision
    02 August 2007Order
    30 July 2007Statement of Allegations
    30 July 2007Notice of Hearing
    27 July 2007Temporary Order
 
 Meisner Incorporated
    22 October 2007Reasons for Decision
    02 August 2007Order
    30 July 2007Statement of Allegations
    30 July 2007Notice of Hearing
    27 July 2007Temporary Order
 
 Merchant Capital Markets S.A.
    09 October 2007Reasons for Decision
    27 July 2007Order
    13 July 2007Notice of Hearing
    13 July 2007Temporary Order
    13 July 2007Statement of Allegations
 
 Mezinski, Tom
    17 August 2007Reasons for Decision
    04 May 2007Consolidated Amended Statement of Allegations
    27 March 2007Consolidated Amended Notice of Hearing
 
 Nason, Donald
    15 October 2007Consent Order
    15 October 2007Order
    14 September 2007Notice of Hearing
 
 Niles, Harry
    15 October 2007Consent Order
    15 October 2007Order
    14 September 2007Notice of Hearing
 
 O'Brien, Eric
    17 December 2007Reasons for Decision
    15 October 2007Order
 
 Oagles, James H.
    20 December 2007Statement of Allegations
 
 Praamsma, Conrad
    09 October 2007Reasons for Decision
    27 July 2007Order
    13 July 2007Notice of Hearing
    13 July 2007Temporary Order
    13 July 2007Statement of Allegations
 
 Praamsma, Justin
    09 October 2007Reasons for Decision
    27 July 2007Order
    13 July 2007Notice of Hearing
    13 July 2007Temporary Order
    13 July 2007Statement of Allegations
 
 PriceWarner Financial LLC
    09 October 2007Order
    25 September 2007Statement of Allegations
    25 September 2007Notice of Hearing
    24 September 2007Ex Parte Temporary Order
 
 Saxon Consultants Ltd.
    09 October 2007Reasons for Decision
    27 July 2007Order
    13 July 2007Notice of Hearing
    13 July 2007Temporary Order
    13 July 2007Statement of Allegations
 
 Saxon Financial Services Ltd.
    09 October 2007Reasons for Decision
    27 July 2007Order
    13 July 2007Notice of Hearing
    13 July 2007Temporary Order
    13 July 2007Statement of Allegations
 
 Sponagle, Quintin
    15 January 2007Order
    11 January 2007Order
 
 Sylvester, Julian
    17 December 2007Reasons for Decision
    15 October 2007Order
 
 Theodoropoulos, George
    09 October 2007Order
    25 September 2007Statement of Allegations
    25 September 2007Notice of Hearing
    24 September 2007Ex Parte Temporary Order
 
 Tracy, Jeannie
    20 December 2007Statement of Allegations
 
 Tubtron Controls Corp.
    15 October 2007Consent Order
    15 October 2007Order
    14 September 2007Notice of Hearing
 
 Ulfan, Hanoch
    17 August 2007Reasons for Decision
    04 May 2007Consolidated Amended Statement of Allegations
    27 March 2007Consolidated Amended Notice of Hearing
 
 University Health Industries Inc.
    09 October 2007Order
    25 September 2007Statement of Allegations
    25 September 2007Notice of Hearing
    24 September 2007Ex Parte Temporary Order
 
 University Lab Technologies Inc.
    09 October 2007Order
    25 September 2007Statement of Allegations
    25 September 2007Notice of Hearing
    24 September 2007Ex Parte Temporary Order
 
 Vizcarra, Jorge
    22 October 2007Reasons for Decision
    02 August 2007Order
    30 July 2007Statement of Allegations
    30 July 2007Notice of Hearing
    27 July 2007Temporary Order
 
 Wealth Pools International Inc.
    20 December 2007Statement of Allegations
 
 Werner, Andrew
    09 October 2007Order
    25 September 2007Statement of Allegations
    25 September 2007Notice of Hearing
    24 September 2007Ex Parte Temporary Order
 
 Wilson, Sean
    09 October 2007Reasons for Decision
    27 July 2007Order
    13 July 2007Notice of Hearing
    13 July 2007Temporary Order
    13 July 2007Statement of Allegations
 
 Young, Todd
    09 October 2007Reasons for Decision
    27 July 2007Order
    13 July 2007Notice of Hearing
    13 July 2007Temporary Order
    13 July 2007Statement of Allegations