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Our Vision
- A confident and dynamic investment environment bringing economic wealth and independence to New Brunswick.
Our Mandate
- Provide protection to investors from unfair, improper or fraudulent practices; and
- Foster fair, efficient capital markets and confidence in capital markets.
Our Values
- Excellence - As a regulatory leader in New Brunswick, we adhere to best practices and high standards.
- Service - We provide proactive, efficient, timely and responsive services to our stakeholders.
- Integrity - We are fair, ethical, transparent and accountable for all our actions; and
- Commitment to our people - To ensure excellence, we invest in our staff by encouraging innovation and developing expertise, leadership and effective teamwork.
Our Strategic Imperatives
To advance the interests of local New Brunswick investors by:
- Understanding the issues and challenges faced by these investors;
- Recognizing our existing Core Business must serve the interests of these investors;
- Focusing educational campaigns on these investors’ rights and responsibilities;
- Maintaining an enforcement orientation responsive to these investors;
- Advancing the interests of these investors in our work with our regulatory partners, such as the CSA; and
- Engaging self-regulatory organizations and investment industry associations to ensure their accountability in serving these investors.
To stimulate and support the development of New Brunswick capital markets by:
- Continuing research and consultation on capital market issues;
- Recognizing our existing Core Business must serve New Brunswick’s issuers and markets;
- Enhancing the state of entrepreneurship through education and capital markets infrastructure development;
- Providing credible, knowledgeable advice to policy makers and program developers; and
- Advancing the interests of these issuers and markets with our stakeholders.
To strengthen our relationships and influence with key stakeholders to better achieve our mandate by:
- Engaging more vigorously and effectively with key stakeholders to further areas of mutual interest and opportunity;
- Partnering with key stakeholders on initiatives that help advance our Core Business; and
- Promoting and using the expertise of our staff and Members.
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