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Registration Reform - National Instrument 31-103
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  Background Checks
   
 

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 Step 1 - Check Your Adviser's Registration
 

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 Step 2 - Check for Disciplinary Action
 

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 Step 3 - Check the Company's History
 

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 Step 4 - Check the News
 

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 Step 5 - Check other sources
 
 

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Invest in knowing more! Check out your adviser and research each investment before you invest.
There are many free and easy-to-use online sources to help you find out quickly if a person or company is registered.

The New Brunswick Securities Commission can also answer questions about your search results and help you navigate our website. If you have concerns about the activities of a specific individual or firm, please call the New Brunswick Securities Commission and ask to speak with our Enforcement Division. Our toll free number is 1 (866) 933-2222.

Step 1- Check your adviser’s registration

Step 2 - Check for disciplinary action

Step 3 - Check the company’s history

Step 4 - Check the news

Step 5 - Check other search tools