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Registration Reform - National Instrument 31-103
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Staff responsibilities include registering persons and companies operating in New Brunswick’s securities industry, reviewing prospectuses, considering exemption applications and taking enforcement action against persons and companies who have contravened securities laws. Staff are also responsible for the daily operation of the New Brunswick Securities Commission’s corporate affairs.

 
Executive Management:
 
David Barry, Q.C. Chair and Chief Executive Officer

Rick Hancox Executive Director

Jackie Gomes Human Resources Officer

Gisèle Allard Executive Assistant

Julie Lewicki Receptionist and Administrative Support Officer

Sabrina Jacques Records Management Coordinator

 
General Counsel:
 
Manon Losier General Counsel and Secretary to the Commission

Suzanne Ball Associate General Counsel

Erin Toole Legal Counsel

Jennifer Sutherland Green Legal Counsel

Véronique Long Legal Counsel, Policy

Lise Noël Senior Administrative Support Officer

Chelsea Cusack Administrative Support Officer

 
Enforcement:
 
Jake van der Laan Director, Enforcement

Mark McElman Legal Counsel

Ed LeBlanc Senior Investigator

Gordon Fortner Senior Investigator

Marc Wagg Legal Counsel

Linda Rickard Case Management Officer

Brodie Shannon Technology Specialist

 
Education and Market Development:
 
Andrew Nicholson Director, Education and Market Development

Wendy Connors-Beckett Senior Communications Specialist

Michael Arbow Capital Markets Specialist

Michelle Robichaud Communications Officer

Marissa Rignanesi Education Coordinator

France Bouchard Administrative Support Officer

 
Regulatory Affairs:
 
Kevin Hoyt Director, Regulatory Affairs and Chief Financial Officer

Susan Powell Senior Legal Counsel

Jason Alcorn Legal Counsel

Pierre Thibodeau Senior Securities Analyst

Alex Wu Senior Regulatory Affairs Officer

Jeff Harriman Securities Analyst

Wendy Morgan Legal Counsel

Kelly Turcotte Compliance Officer

Margaret Thompson Accounting Officer

Nathalie Thibodeau Systems Officer

Janique Vallis Administrative Support Officer