Undertakings - Voluntary Actions

 

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Effective 1 July 2013, the New Brunswick Securities Commission became part of the Financial and Consumer Services Commission.

The list below may not be current. Please check the Undertakings and Voluntary Actions section on the FCNB website.

For a short time, this page will continue to be available, but please update the address of this page for shortcut links that you have saved.


The NBSC has requested the following undertakings because the parties listed below appeared to have been engaged in unregistered activity or have otherwise violated securities law. The parties have agreed to discontinue activities described in the undertaking voluntarily. 

Failing to comply with an undertaking is a serious offence under the Securities Act. If you believe that a person or company has violated an undertaking listed here, you should contact us

Date Respondent
15 Jul 2013 Michael Lewis
19 Jul 2013 Donald S. Oliver
15 Jul 2013 Cognitiv Inc.
15 Jul 2013 Stephen D. Hove
30 Oct 2012 Dr. James Edward VanBlaricum
30 Oct 2012 Texas Energy
14 Sep 2012 Kevin Surette
30 Apr 2012 Forex Global Solutions Inc.
26 Mar 2012 Secured Precious Metals International, Inc.
23 Mar 2012 Action Twenty Ltd.
23 Mar 2012 Falcon Petroleum Resources, L.L.C.
23 Jan 2012 Managed Petroleum Group,Inc.
17 Mar 2011 Gulf Shine Mining Inc.
25 Jan 2011
Global-Med Technologies Group Inc.