The New Brunswick Securities Commission uses a number of regulatory instruments to administer the requirements of New Brunswick’s securities laws.  Most regulatory instruments are numbered according to the CSA numbering system.

This section contains rules, instruments, policies, and other documents, both proposed and final.

CATEGORY 1 - Procedure and Related Matters

CATEGORY 2 - Certain Capital Market Participants

CATEGORY 3 - Registration Requirements and Related Matters

CATEGORY 4 - Distribution Requirements

CATEGORY 5 - Ongoing Requirements for Issuers and Insiders

CATEGORY 6 - Take-Over Bids and Special Transactions

CATEGORY 7 - Securities Transactions Outside the Jurisdiction

CATEGORY 8 - Mutual Funds

CATEGORY 9 - Derivatives

Documents not numbered