Rules, Policies, Orders, Notices

 

The Financial and Consumer Services Commission uses a number of regulatory instruments to administer the requirements of New Brunswick’s securities laws.  Most regulatory instruments are numbered according to the CSA numbering system.

This section contains rules, instruments, policies, and other documents, both proposed and final.

CATEGORY 1 - Procedure and Related Matters
CATEGORY 2 - Certain Capital Market Participants
CATEGORY 3 - Registration Requirements and Related Matters
CATEGORY 4 - Distribution Requirements
CATEGORY 5 - Ongoing Requirements for Issuers and Insiders
CATEGORY 6 - Take-Over Bids and Special Transactions
CATEGORY 7 - Securities Transactions Outside the Jurisdiction
CATEGORY 8 - Mutual Funds
CATEGORY 9 - Derivatives
Documents not numbered