21 December 2009
CSA’s web-based tool allows investors to search registration of securities industry participants across multiple Canadian jurisdictions

18 December 2009
Canadian Securities Regulators Publish Responses to Frequently Asked Questions About New National Registration Regime

18 December 2009
Canadian Securities Regulators Take Steps to Improve Oil and Gas Disclosure

04 December 2009
Third annual white collar crime symposium held

27 November 2009
Investor Alert: oil and gas developments in Texas

23 November 2009
Just released - Fullsail Making Headway Newsletter

20 November 2009
Summary Notice: Canadian Securities Regulators release two staff notices

13 November 2009
Investor Alert: Land-banking scheme based in Mexico

13 November 2009
Canadian Securities Regulators Enact Order Protection Rule to Maintain Integrity of Multiple Marketplaces

13 November 2009
Canadian Securities Regulators to maintain current corporate governance regime

06 November 2009
Investor Alert – Intercontinental Trading Group S.A., Ron Wallace and Gary McCory

16 October 2009
Canadian Securities Regulators Prepare for Changes to Investment Fund Disclosure Resulting from International Financial Reporting Standards

16 October 2009
Investor Alert - Sung Wan "Sean" Kim and Cirplus Futures Inc.

14 October 2009
Canadian Families Learn How to “Make it Count”

14 October 2009
Parents get new guide to help youth make smart money choices

07 October 2009
Summary Notice – Recent Changes to Local Rules

06 October 2009
Canadian Securities Regulators Approve Requirements On Use of Client Brokerage Commissions

05 October 2009
Canadians still not putting investing knowledge into practice, national study reveals

05 October 2009
New Brunswickers Need to Take Action for Their Financial Future

30 September 2009
CSA and IIROC Publish Joint Consultation Paper On Dark Pools, Dark Orders and Other Developments in Market Structure in Canada

30 September 2009
Investigation Into Illegal Distributions Ongoing

28 September 2009
National Registration Regime Implemented

25 September 2009
Canadian Securities Regulators Prepare for Upcoming Changeover to International Financial Reporting Standards

18 September 2009
Securities Commission Releases Top Investor Traps for 2009

11 September 2009
Canadian Securities Regulators Announce Results of Certification Compliance Review

02 September 2009
Canadian Securities Regulators Stress the Importance of Suitability Requirements for Dealers and Advisers

28 August 2009
Securities Commission Calls Hearing for Salespersons Connected to an Alleged Illegal Distribution of CTIC and CITCAP - Hearing Adjourned

07 August 2009
Canadian Securities Regulators Outline Requirements for Exempt Market Dealers

24 July 2009
Canadian Securities Regulators Announce Results of Continuous Disclosure Reviews for Fiscal 2009

17 July 2009
Canadian Securities Regulators Finalize Passport for Registrants and a Streamlined Review Policy for Registration in Multiple Jurisdictions

17 July 2009
Canadian Securities Regulators Implement a New National Registration Regime

02 July 2009
REVISED / CTIC, CITCAP Seek Bankruptcy Protection

02 July 2009
Canadian Securities Regulators Launch Online Fee Guide

30 June 2009
New chair of New Brunswick Securities Commission appointed

19 June 2009
Canadian Securities Regulators Take Steps to Improve Mutual Fund Disclosure for Investors

15 June 2009
Securities Regulators Urge Canadians to Help Prevent Financial Abuse of Seniors

12 June 2009
Canadian Regulators Provide Guidance on Transition to New Registration Regime

05 June 2009
TSX Inc. will Act as an Information Processor for Exchange-Traded Securities

29 May 2009
Chair to Leave Securities Commission

27 May 2009
Ontario mutual funds dealer failed to properly supervise sales staff

21 May 2009
Saint John salesperson banned from capital markets for 10 years

23 April 2009
Fredericton-based stock promoters ordered to pay penalty

20 April 2009
Quebec Company Admits to Wrongdoing

16 April 2009
Political journalist John Ibbitson to speak at Fullsail Summit

14 April 2009
Being Financially Fit Pays Off - New Brunswick Securities Commission announces winner in Financial Fitness Challenge

14 April 2009
CSA increases financial literacy among youth with “Financial Fitness Challenge”

30 March 2009
Terms of CSA Chair and Vice-Chair Renewed

19 March 2009
Quebec company allegedly offered securities illegally in New Brunswick

10 March 2009
CSA Offers New Fraud Prevention Resources for Investors

03 March 2009
March is Fraud Prevention Month

25 February 2009
INVESTOR ALERT – Strategic Energy Partners banned from New Brunswick Capital Markets

19 February 2009
Peter Schiff Announced as Keynote Speaker for Fullsail 2009

18 February 2009
Penalty ordered for Ontario dealer who offered illegal commissions

16 February 2009
Youth invited to participate in online Financial Fitness Challenge

02 February 2009
Canadian Youth Invited to Take Part in ‘Financial Fitness Challenge’ Contest

29 January 2009
Securities regulator took action to protect investors in 2008

29 January 2009
Canadian Securities Regulators Release Report on Enforcement Activities for 2008

23 January 2009
Investment Fraud a Reality in New Brunswick

08 January 2009
Canadian Securities Regulators Emphasize Disclosure Obligations for Current Market Conditions