22 December 2011
Supreme Court of Canada decision on national securities regulator

22 December 2011
Securities Commission invests in fraud-prevention program

21 December 2011
Securities Commission staff seek cease-trade orders

25 November 2011
Canadian Securities Regulators Propose Enhancements to Scholarship Plan Disclosure

25 November 2011
Canadian Securities Regulators Propose Amendments to “Pre-Marketing” and “Marketing” Prospectus Rules

25 November 2011
The CSA seeks comments on the regulation of over-the-counter derivatives surveillance and enforcement

24 November 2011
Cease-trade order issued to William Priest and Christopher Phillips

18 November 2011
Canadian securities regulators announce enhanced policy concerning electronic delivery of documents

10 November 2011
Securities Commission seeks temporary cease-trade orders

10 November 2011
Canadian securities regulators announce review of minimum amount and accredited investor prospectus exemptions

31 October 2011
Canadian securities regulators announce launch of online investment fraud awareness campaign

24 October 2011
Top investment scams in Canada

04 October 2011
Unauthorized trades lead to temporary ban

03 October 2011
Safe Information About Investing Available Online

13 September 2011
Canadian securities regulators warn issuers using mass advertising

30 August 2011
Villabar Real Estate Inc. sanctioned

26 August 2011
Investor Alert: Pension unlocking schemes

12 August 2011
Canadian Securities Regulators Proceed With Stage 2 of Point-of-Sale Disclosure for Mutual Funds

02 August 2011
Permanent cease-trade order issued against New Century International

29 July 2011
Canadian securities regulators seek comment on proposed rule for venture issuers

29 July 2011
CSA and IIROC announce regulatory framework for dark liquidity in Canada

22 July 2011
CSA proceeds with enhanced executive compensation disclosure requirements

15 July 2011
Canadian Securities Regulators Announce Results of Continuous Disclosure Reviews for Fiscal 2011

15 July 2011
Investor Alert: Summer scams

15 July 2011
Canadian securities regulators seek comment on proposed amendments to prospectus rules

05 July 2011
Canadian Securities Administrators publish guidance on marketing practices of portfolio managers

23 June 2011
The CSA seeks comments on regulation of over-the-counter derivatives trade reporting and repositories

22 June 2011
Measures to minimize impact of postal work stoppage continue

22 June 2011
Canadian Securities Administrators Propose Enhanced Disclosure Requirements on Investment Costs and Performance

16 June 2011
Notice to reporting issuers regarding IFRS

15 June 2011
New Brunswickers encouraged to fight elder investment fraud

10 June 2011
Canadian securities regulators propose adopting BC’s over-the-counter rule

08 June 2011
Compliance during mail strike activity

03 June 2011
University student named provincial winner in financial literacy contest

02 June 2011
Possible Disruption of Canadian Mail Service

02 June 2011
REGULATORY INSTRUMENTS UPDATE

01 June 2011
Securities commission making arrangements in case of postal work stoppage

01 June 2011
Canadian Securities Regulators Issue Guidance in the Event of the Disruption of Mail Service

01 June 2011
Winnipeg Student wins 2011 CSA Financial Fitness Challenge grand prize

26 May 2011
Canadian Securities Regulators Seek Feedback on Next Phase of Investment Funds Modernization Initiative

20 May 2011
Securities Commission orders maximum penalty

29 April 2011
Canadian securities regulators propose enhanced policy concerning electronic delivery of documents

15 April 2011
Canadian Securities Regulators Update Registration Regime for Registrants

14 April 2011
Cease-Trade Orders Issued

08 April 2011
Canadian Securities Regulators Take Steps to Reduce Risks Associated with Electronic Trading

08 April 2011
Canadian Securities Regulators Adopt New Version of Mining Rule

01 April 2011
Canadian Securities Regulators Propose Enhanced Oversight of Securitized Products

01 April 2011
Canadian Securities Regulators Release Oversight Review of IIROC

29 March 2011
CSA, IIROC and MFDA launch expanded disciplined persons list

18 March 2011
Canadian Securities Regulators Update Proposal on Regulatory Regime for Credit Rating Organizations

18 March 2011
Securities Commission investigating Ronin Group

11 March 2011
Protect your Pot of Gold - Fraud Prevention Exhibits

08 March 2011
CSA’s Free Mobile Money Management App helps track saving and spending

04 March 2011
New Brunswick, Nova Scotia observing Fraud Prevention Month

03 March 2011
Canadian Securities Regulators caution against online investment fraud

02 March 2011
Union Outreach Program launched as part of Fraud Prevention Month

28 February 2011
Illegal Distribution Tops the List of Securities Violations in 2010

22 February 2011
Canadian Securities Regulators’ 2010 Enforcement Report Indicates More Violators Facing Jail Time for Breaching Securities Laws

15 February 2011
Online Videos and Contest Offer Youth Chance to Get Financially Fit and Win Big

09 February 2011
Investor Alert: Global-Med Technologies Group

07 February 2011
Notice of recent rule amendments

21 January 2011
Bill Rice named new Chair of the Canadian Securities Administrators

19 January 2011
Securities Commission investigating X4 Technologies Incorporated

13 January 2011
Sanctions levied against Fredericton businesswoman, Shaker Management Group Inc.

10 January 2011
Publication of Consultation Paper on Possible Options for the Incorporation of Individual Representatives of Registered Dealers and Advisers in Canada