21 December 2012
Important Changes: Voluntary Pre-Filings of Offering Memoranda with the Commission

21 December 2012
Important changes to capital raising exemption

20 December 2012
Cease trade order issued against Crainshaw and Osbourne

13 December 2012
Canadian Securities Regulators Publish Discussion Paper on Mutual Fund Fees

06 December 2012
Canadian Securities Regulators Seek Comment on Model Rules Relating to Derivatives: Product Determination and Derivatives Trade Repositories and Data Reporting

30 November 2012
New Brunswicker targeted by possible investment fraud, loses more than $12,000

29 November 2012
Canadian Securities Regulators Adopt Amendments To Improve Issuer Communications with Investors

19 November 2012
Investor Alert – Do Not Let A Free Lunch Cost You Your Financial Future

15 November 2012
Canadian Regulators Propose to Mandate OBSI’s Dispute Resolution Service

13 November 2012
Emerging crowd funding trend to be explored at upcoming event

09 November 2012
Report highlights trends in New Brunswick’s capital markets

08 November 2012
Canadian Securities Regulators Seek Comment on the Regulation of Market Data Fees

07 November 2012
Open discussion about investing, investments to be held

06 November 2012
Request for Comment - Application for Recognition by the Canadian Public Accountability Board

25 October 2012
Canadian Regulators Publish Consultation Paper on a Statutory Best Interest Duty

25 October 2012
Canadian Securities Regulators Seek Comment on Amendments Relating to Direct Electronic Access

22 October 2012
Top 10 things New Brunswick investors need to do

16 October 2012
Canadian securities regulators release 2012 Investor Index

10 October 2012
Investor Education Month / Investor website is first place to look for investing information

01 October 2012
Statement by Canadian authorities on clearing of standardized OTC derivatives contracts

28 September 2012
Nackawic man sentenced to three years in prison for fraud

25 September 2012
Securities Commission lays fraud charges against Charline Hurley

21 September 2012
Banners Brokers added to Caution List

14 September 2012
Nine New Brunswick incorporated companies ordered to cease trading

13 September 2012
Canadian securities regulators seek further comment on proposed rule for venture issuers

06 September 2012
Nackawic man guilty of securities fraud

05 September 2012
Fredericton man sentenced to 30 days in jail for breaching securities commission order

29 August 2012
Irishtown man ordered to return $12,000 to investors

16 August 2012
Canadian Securities Regulators publish notice to clarify definition of Preliminary Economic Assessments in NI 43-101

19 July 2012
Canadian Securities Regulators Announce Results of Continuous Disclosure Reviews for Fiscal 2012

06 July 2012
Fraud Scene Investigator Contest Winner

28 June 2012
Canadian Securities Regulators Establish Regulatory Framework to Manage Electronic Trading Risks

21 June 2012
Canadian Securities Regulators Propose Disclosure Enhancements to Fund Facts

21 June 2012
Canadian Securities Regulators Seek Comments on the Potential Regulation of Proxy Advisory Firms

20 June 2012
Canadian Securities Regulators Seek Comments on OTC Central Counterparty Derivatives Clearing Framework

19 June 2012
Cease-trade order issued against Hong Kong and Singapore firms

14 June 2012
Canadian securities regulators propose enhanced disclosure requirements on investment costs and performance

14 June 2012
Seniors are often targets of financial abuse and investment fraud

06 June 2012
New Brunswickers solicited to purchase gold options by Hong Kong and Singapore firms

22 May 2012
Wayne Mallett ordered to pay $15,000 for misleading Securities Commission

17 May 2012
26 companies registered in the province added to the Caution List

17 May 2012
New Brunswick Companies trading on foreign stock exchanges being investigated

10 May 2012
Canadian securities regulators strengthen over-the-counter rules

30 April 2012
Canadian securities regulators grant Designated Rating Organization status under new regulatory framework

26 April 2012
CSA provides guidance to improve compliance of disclosure requirements related to prospectus exemptions

13 April 2012
CSA and IIROC announce the implementation of a dark liquidity framework in Canada

13 April 2012
CSA seeks comment on proposed over-the-counter derivatives exemption

10 April 2012
Falcon Petroleum, Secured Precious Metals, Action Twenty and Managed Petroleum

05 April 2012
Alberta couple ordered to pay more than $250,000

03 April 2012
Illegal distribution leading securities violation for second consecutive year

29 March 2012
CSA Issues Investor Watch Regarding Foreign Currency Exchange (Forex/FX) Trading

26 March 2012
Students can be Fraud Scene Investigators

20 March 2012
High pressure sales tactics allegedly used to solicit investments

06 March 2012
Online fraud awareness campaign confirms investors’ vulnerability

02 March 2012
Securities Commission seeks order against Woodstock resident

02 March 2012
CSA and IIROC Seek Input on Trade Transparency

28 February 2012
Securities Commission launches new personal finance program for women

22 February 2012
Canadian securities regulators’ 2011 Enforcement Report highlights proactive measures to protect investors

17 February 2012
INVESTOR ALERT: The Risks of Borrowing Money to Invest

10 February 2012
CSA publishes findings and recommendations for the segregation and portability of customer positions and related collateral in over-the-counter derivatives clearing

09 February 2012
Canadian securities regulators modernize rules concerning mutual funds

08 February 2012
INVESTOR ALERT - Email Hack Attack? Notify Your Investment Firm and Other Financial Institutions

27 January 2012
Canadian securities regulators adopt regulatory regime for Credit Rating Organizations

23 January 2012
Securities Commission panel issues temporary cease-trade orders