| |
|
| |
Dealers & Advisers
|
| |
|
| |
| |
Under the Securities Act, firms and individuals must be registered with the NBSC to advise, trade, buy or sell securities.
The pages in this section contain important information and tools to help with the registration process:
Use the List of Registered Dealers & Advisers to verify if a firm or individual is registered in New Brunswick.
Information about Exempt Registration is also very helpful to see if you qualify for an exemption under the Securities Act.
Learn more about the National Registration Database or Self-Regulatory Organizations recognized by the NBSC.
On September 28, 2009, new rules will come into effect across Canada that apply to firms and individuals who deal in securities, provide investment advice or manage investment funds.
Visit the Registration Reform - National Instrument 31-103 page for more information.
|
| |
|
|
|
|
.jpg)
.jpg)
.jpg)
