Proceedings

 

This section contains Notices of Hearings, Statements of Allegations, Orders, Decisions and other documents in relation to proceedings before the Commission.

 
 2012  2011  2010  2009  2008  2007  2006  2005 
 
 500988 N.B. Ltd.
    31 March 2004Order
 
 613247 N.B. Ltd.
    20 February 2013Notice of Discontinuance
    17 November 2011Order
    16 November 2011Notice of Adjournment of Motion
    03 November 2011Notice of Hearing of Motion
    02 November 2011Motion
 
 706166 Alberta Ltd.
    24 January 2011Reasons for Decision
    03 July 2009Reasons for Decision
    03 April 2009Order
    17 March 2009Order
    10 March 2009Reasons for Decision
    20 January 2009Order
    04 November 2008Second Consolidated and Amended Notice of Hearing
    04 November 2008Order
    29 October 2008Reasons for Decision
    29 October 2008Settlement Agreement
    23 October 2008Second Amended Statement of Allegations
    16 September 2008Notice of Hearing
    25 August 2008Order
    15 August 2008Settlement Agreement
    02 June 2008Amended Statement of Allegations
    21 April 2008Notice of Hearing
    11 April 2008Order
    10 April 2008Order
    19 March 2008Notice of Motion
    14 March 2008Statement of Allegations
    15 October 2007Consent Order
    15 October 2007Order
    14 September 2007Notice of Hearing
 
 Ad Capital U.S. Inc.
    19 August 2008Reasons for Decision
    14 July 2008Order
 
 Adams, Barry
    27 July 2009Reasons for Decision
    20 April 2009Order
    18 March 2009Settlement Agreement
    17 March 2009Notice of Settlement Hearing
 
 AdCapital Industries Inc.
    19 August 2008Reasons for Decision
    14 July 2008Order
 
 Aegon Dealer Services Canada Inc.
    30 September 2003Settlement Agreement
 
 Al-Tar Energy Corp.
    17 December 2007Reasons for Decision
    15 October 2007Order
 
 Alberta Energy Corp.
    17 December 2007Reasons for Decision
    15 October 2007Order
 
 Anderson, Jack
    30 April 2009Order
    09 April 2009Amended Notice of Motion
    30 March 2009Notice of Hearing
    16 February 2009Motion
    19 June 2008Order
    28 May 2008Order
    15 May 2008Notice of Hearing
    15 May 2008Statement of Allegations
    12 May 2008Ex-parte Temporary Order
 
 Andrew, John
    14 May 2010Reasons for Decision
    19 February 2010Order
 
 Andrew Mitchell Holdings, LLC
    19 March 2013Order
    25 February 2013Notice of Settlement Hearing
    21 February 2013Settlement Agreement
    22 September 2011Order
    22 September 2011Order
    31 August 2011Notice of Adjournment of Hearing
    31 August 2011Notice of Adjournment of Hearing
    04 August 2011Notice of Hearing of Motion
    06 July 2011Motion
 
 Armstrong, Scott C.
    22 October 1997Decision and Order
 
 Arsenault, Emile Joseph
    26 April 2002Order and Decision
 
 Assante Financial Management Ltd.
    20 May 2009Order
    17 April 2009Notice of Settlement Hearing
    15 April 2009Settlement Agreement
 
 Aurora Escrow Services LLC
    08 September 2008Reasons for Decision
    20 August 2008Order
 
 AYEARS, Sean
    08 August 2012Reasons for Decision
    11 June 2012Order
    29 May 2012Statement of Allegations
    29 May 2012Notice of Hearing
 
 Ayuso Loyo, Roger Fernando
    14 May 2010Reasons for Decisions
    19 February 2010Order
 
 Balanced Planning Investments Corporation
    02 August 2001Order
 
 Baskin, David
    01 May 2007Consent Order
    01 May 2007Reasons for Decision
    12 April 2007Statement of Allegations
 
 Baskin Financial Services Inc.
    01 May 2007Consent Order
    01 May 2007Reasons for Decision
    12 April 2007Statement of Allegations
 
 Berrie White Capital Corporation
    12 January 2009Order
    06 January 2009Settlement Agreement
    21 November 2008Consolidated Amended Notice of Hearing
    23 October 2008Notice of Hearing
    15 October 2008Statement of Allegations
 
 Black, Robert
    30 April 2009Order
    09 April 2009Amended Notice of Motion
    30 March 2009Notice of Hearing
    16 February 2009Motion
    19 June 2008Order
    28 May 2008Order
    15 May 2008Notice of Hearing
    15 May 2008Statement of Allegations
    12 May 2008Ex-parte Temporary Order
 
 Black Gold International Ltd.
    14 May 2010Reasons for Decision
    19 February 2010Order
 
 Bond, Gordon Arthur
    22 March 2001Decision
 
 Bosse, Jules
    06 December 2012Notice of Discontinuance (Bossé)
    12 October 2011Notice of Adjournment of Hearing
    22 August 2011Notice of Hearing
    18 August 2011Reasons for Decision on Constitutional Motion
    19 July 2011Reasons for Decision on Motion-Part 2
    12 May 2011Amended and Consolidated Notice of Hearing
    06 May 2011Decision
    02 May 2011Reasons for Decision on Motion-Part 1
    27 April 2011Amended and Consolidated Notice of Hearing
    18 April 2011Notice of Hearing of Motion
    11 April 2011Amended and Consolidated Notice of Hearing of Motion
    04 April 2011Amended and Consolidated Notice of Hearing of Motion
    07 December 2010Notice of Hearing
    24 June 2010Statement of Allegations
    21 September 2009Order
    21 September 2009Order
    21 September 2009Order
    20 August 2009Notice of Motion
    19 August 2009Motion
 
 Bradley Corporate Services Ltd.
    24 January 2011Reasons for Decision
    03 July 2009Reasons for Decision
    03 April 2009Order
    17 March 2009Order
    10 March 2009Reasons for Decision
    20 January 2009Order
    04 November 2008Second Consolidated and Amended Notice of Hearing
    04 November 2008Order
    29 October 2008Reasons for Decision
    29 October 2008Settlement Agreement
    23 October 2008Second Amended Statement of Allegations
    16 September 2008Notice of Hearing
    25 August 2008Order
    15 August 2008Settlement Agreement
    02 June 2008Amended Statement of Allegations
    21 April 2008Notice of Hearing
    11 April 2008Order
    10 April 2008Order
    19 March 2008Notice of Motion
    14 March 2008Statement of Allegations
    15 October 2007Consent Order
    15 October 2007Order
    14 September 2007Notice of Hearing
    31 March 2004Order
 
 Briand, Craig D.
    14 April 2010Order
    12 April 2010Settlement Agreement
    12 April 2010Notice of Settlement Hearing
    08 January 2010Order
    29 October 2009Notice of Hearing
    19 October 2009Statement of Allegations
 
 Briand, Harrison & Associates Corporation
    14 April 2010Order
    12 April 2010Settlement Agreement
    12 April 2010Notice of Settlement Hearing
    08 January 2010Order
    29 October 2009Notice of Hearing
    19 October 2009Statement of Allegations
 
 Brien, Alain
    25 April 2006Order
    25 April 2006Reasons for Decision
    24 April 2006Settlement Agreement
    01 March 2006Notice of Hearing
 
 Cache Metals RRSP Inc.
    21 March 2012Notice of Adjournment of Hearing
    12 March 2012Notice of Hearing
    02 March 2012Statement of Allegations
 
 Campbell, David
    17 August 2007Reasons for Decision
    04 May 2007Consolidated Amended Statement of Allegations
    27 March 2007Consolidated Amended Notice of Hearing
    06 October 2006Consent Order
    14 June 2006Order
    02 June 2006Supplementary Notice of Hearing
    01 June 2006Supplementary Statement of Allegations
    26 April 2006Order
    20 April 2006Statement of Allegations
    20 April 2006Notice of Hearing
    11 April 2006Temporary Cease Trade Order
 
 Campbell, Donald
    22 September 1992Order
 
 Canadian American Financial Corporation
    23 March 1993Decision
    15 February 1993Decision
 
 Centre de Traitement D'Information de Credit (C.T.I.C. Inc) DBA as Groupe Financier CTIC
    14 April 2009Order
    19 March 2009Notice of Hearing
    05 March 2009Motion
 
 Centum Home Mortgage Corp.
    20 February 2013Notice of Discontinuance
    17 November 2011Order
    16 November 2011Notice of Adjournment of Motion
    03 November 2011Notice of Hearing of Motion
    02 November 2011Motion
 
 CITCAP Groupe Financier Inc.
    14 April 2009Order
    19 March 2009Notice of Hearing
    05 March 2009Motion
 
 CMG - Worldsource Financial Services Inc.
    11 January 2001Order
 
 Cody, Michael
    24 January 2011Reasons for Decision
    03 July 2009Reasons for Decision
    03 April 2009Order
    17 March 2009Order
    10 March 2009Reasons for Decision
    20 January 2009Order
    04 November 2008Second Consolidated and Amended Notice of Hearing
    04 November 2008Order
    29 October 2008Reasons for Decision
    29 October 2008Settlement Agreement
    23 October 2008Second Amended Statement of Allegations
    16 September 2008Notice of Hearing
    25 August 2008Order
    15 August 2008Settlement Agreement
    02 June 2008Amended Statement of Allegations
    21 April 2008Notice of Hearing
    11 April 2008Order
    10 April 2008Order
    19 March 2008Notice of Motion
    14 March 2008Statement of Allegations
    15 October 2007Consent Order
    15 October 2007Order
    14 September 2007Notice of Hearing
 
 Cognitiv, Inc
    07 August 2013Variation Order
 
 Corcoran, Jim
    30 April 2009Order
    09 April 2009Amended Notice of Motion
    30 March 2009Notice of Hearing
    16 February 2009Motion
    19 June 2008Order
    28 May 2008Order
    15 May 2008Notice of Hearing
    15 May 2008Statement of Allegations
    12 May 2008Ex-parte Temporary Order
 
 Couch, Jeanette Cleone
    14 May 2010Reasons for Decision
    19 February 2010Order
 
 Crainshaw International Ltd.
    12 February 2013Reasons for Decision
    20 December 2012Order
    26 November 2012Notice of Hearing
    21 November 2012Statement of Allegations
 
 da Silva, Carlos
    17 August 2007Reasons for Decision
    04 May 2007Consolidated Amended Statement of Allegations
    27 March 2007Consolidated Amended Notice of Hearing
    06 October 2006Consent Order
    14 June 2006Order
    02 June 2006Supplementary Notice of Hearing
    01 June 2006Supplementary Statement of Allegations
    26 April 2006Order
    20 April 2006Statement of Allegations
    20 April 2006Notice of Hearing
    11 April 2006Temporary Cease Trade Order
 
 Dizcarra, George
    22 October 2007Reasons for Decision
    02 August 2007Order
    30 July 2007Statement of Allegations
    30 July 2007Notice of Hearing
    27 July 2007Temporary Order
 
 DLC Priest Financial
    20 February 2013Notice of Discontinuance
    17 November 2011Order
    16 November 2011Notice of Adjournment of Motion
    03 November 2011Notice of Hearing of Motion
    02 November 2011Motion
 
 Donat Robichaud Residence Inc.
    11 January 2012Order
    11 January 2012Order
    15 December 2011Notice of Hearing of Motion
    05 December 2011Motion
 
 Donszelmann, Rebekah
    15 March 2012Reasons for Decision on Sanctions
    29 November 2011Reasons for the Decision on the Merits
    23 August 2011Amended and Consolidated Notice of Hearing by Conference Call
    13 July 2011Notice of Hearing by Conference Call
    21 February 2011Amended Statement of Allegations
    29 October 2010Statement of Allegations
 
 Doucet, John
    14 June 1991Decision and Reasons
 
 Drapeau, Armel
    27 August 2013Order
    08 March 2013Amended and Consolidated Notice of Hearing of Motion
    02 January 2013Notice of Adjournment of Hearing
    06 December 2012Notice of Discontinuance (Bossé)
    12 October 2011Notice of Adjournment of Hearing
    22 August 2011Notice of Hearing
    18 August 2011Reasons for Decision on Constitutional Motion
    19 July 2011Reasons for Decision on Motion-Part 2
    12 May 2011Amended and Consolidated Notice of Hearing
    06 May 2011Decision
    02 May 2011Reasons for Decision on Motion-Part 1
    27 April 2011Amended and Consolidated Notice of Hearing
    18 April 2011Notice of Hearing of Motion
    11 April 2011Amended and Consolidated Notice of Hearing of Motion
    04 April 2011Amended and Consolidated Notice of Hearing of Motion
    07 December 2010Notice of Hearing
    24 June 2010Statement of Allegations
    21 September 2009Order
    21 September 2009Order
    21 September 2009Order
    20 August 2009Notice of Motion
    19 August 2009Motion
 
 Drever, Lorne
    24 January 2011Reasons for Decision
    03 July 2009Reasons for Decision
    03 April 2009Order
    17 March 2009Order
    10 March 2009Reasons for Decision
    20 January 2009Order
    04 November 2008Second Consolidated and Amended Notice of Hearing
    04 November 2008Order
    29 October 2008Reasons for Decision
    29 October 2008Settlement Agreement
    23 October 2008Second Amended Statement of Allegations
    16 September 2008Notice of Hearing
    25 August 2008Order
    15 August 2008Settlement Agreement
    02 June 2008Amended Statement of Allegations
    21 April 2008Notice of Hearing
    11 April 2008Order
    10 April 2008Order
    19 March 2008Notice of Motion
    14 March 2008Statement of Allegations
    15 October 2007Consent Order
    15 October 2007Order
    14 September 2007Notice of Hearing
    31 March 2004Order
 
 Drummond, Peta Shaughn
    19 December 1990Decision and reasons
 
 Education Fund Services Inc
    26 April 2002Order and Decision
 
 Emond, Pierre
    27 August 2013Order
    08 March 2013Amended and Consolidated Notice of Hearing of Motion
    02 January 2013Notice of Adjournment of Hearing
    06 December 2012Notice of Discontinuance (Bossé)
    12 October 2011Notice of Adjournment of Hearing
    22 August 2011Notice of Hearing
    18 August 2011Reasons for Decision on Constitutional Motion
    19 July 2011Reasons for Decision on Motion-Part 2
    12 May 2011Amended and Consolidated Notice of Hearing
    06 May 2011Decision
    02 May 2011Reasons for Decision on Motion-Part 1
    27 April 2011Amended and Consolidated Notice of Hearing
    18 April 2011Notice of Hearing of Motion
    11 April 2011Amended and Consolidated Notice of Hearing of Motion
    04 April 2011Amended and Consolidated Notice of Hearing of Motion
    07 December 2010Notice of Hearing
    24 June 2010Statement of Allegations
    21 September 2009Order
    21 September 2009Order
    21 September 2009Order
    20 August 2009Notice of Motion
    19 August 2009Motion
 
 Falcon Petroleum Resources
    30 July 2012Notice of Adjournment of Hearing
    24 May 2012Notice of Hearing
    04 May 2012Notice to Continue
    23 April 2012Notice of Hearing
    03 April 2012Notice of Adjournment of Hearing
    02 April 2012Notice of Withdrawal
    12 March 2012Notice of Hearing
    02 March 2012Statement of Allegations
 
 First Alliance Management Inc.
    11 December 2008Reasons for Decision
    03 November 2008Cease Trade Order
    24 October 2008Ex Parte Temporary Order
    24 October 2008Notice of Hearing
    21 October 2008Statement of Allegations
 
 First Global Ventures S.A.
    30 May 2008Decision on Administrative Penalties and Costs
    21 February 2008Reasons for Decision
    02 May 2007Order
    12 April 2007Order
    27 November 2006Consent Order
    01 November 2006Supplementary Notice of Hearing
    30 October 2006Amended Statement of Allegation
    14 June 2006Order
    24 May 2006Order
    24 May 2006Order
    12 May 2006Statement of Allegations
    12 May 2006Notice of Hearing
    11 May 2006Order
 
 Flash Funding International Corp.
    14 August 2012Reasons for Decision on Preliminary Motion
    16 July 2012Reasons for Decision on Adjournment Motion
    10 July 2012Amended Motion
    24 May 2012Amended and Consolidated Notice of Hearing of Motion
    09 May 2012Notice of Hearing of Motion
    02 May 2012Motion
 
 FNT Forever New Technologies, Inc.
    14 August 2012Reasons for Decision on Preliminary Motion
    16 July 2012Reasons for Decision on Adjournment Motion
    10 July 2012Amended Motion
    24 May 2012Amended and Consolidated Notice of Hearing of Motion
    09 May 2012Notice of Hearing of Motion
    02 May 2012Motion
 
 Folkins, Burton
    13 February 1992Order
 
 Fortune Investment Corp.
    18 December 1997Order
 
 Freedman, Ted
    11 December 2008Reasons for Decision
    03 November 2008Cease Trade Order
    24 October 2008Ex Parte Temporary Order
    24 October 2008Notice of Hearing
    21 October 2008Statement of Allegations
 
 Friesen, Kelly
    14 May 2010Reasons for Decisions
    19 February 2010Order
 
 Fulton, Ronald J.
    21 July 2008Reasons for Decision
    21 July 2008Reasons for Decision
    21 July 2008Reasons for Decision
    27 March 2008Order
    26 March 2008Order
    26 March 2008Order
    26 March 2008Order
    26 March 2008Order
    02 January 2008Notice of Hearing
    20 December 2007Statement of Allegations
 
 Fundy Minerals Ltd.
    16 May 2005Decision and Order
    16 May 2005Temporary Order
 
 Gauthier, Patrick
    14 April 2009Order
    19 March 2009Notice of Hearing
    05 March 2009Motion
 
 GILDEA (aka Bill GILDEA), William
    25 October 2013Settlement Agreement
    25 October 2013Order
    08 March 2013Notice of Pre-Hearing Conference
    18 February 2013Notice of Hearing
    12 February 2013Statement of Allegations
 
 Global Bonds Fund Inc.
    14 August 2012Reasons for Decision on Preliminary Motion
    16 July 2012Reasons for Decision on Adjournment Motion
    10 July 2012Amended Motion
    24 May 2012Amended and Consolidated Notice of Hearing of Motion
    09 May 2012Notice of Hearing of Motion
    02 May 2012Motion
 
 Global Capital & Financial Corp.
    14 August 2012Reasons for Decision on Preliminary Motion
    16 July 2012Reasons for Decision on Adjournment Motion
    10 July 2012Amended Motion
    24 May 2012Amended and Consolidated Notice of Hearing of Motion
    09 May 2012Notice of Hearing of Motion
    02 May 2012Motion
 
 Global Energy Group Ltd.
    20 October 2008Reasons for Decision
    27 August 2008Order
 
 Global Petroleum Strategies LLC
    08 September 2008Reasons for Decision
    20 August 2008Order
 
 Goldpoint Resources Corporation
    02 August 2013Decision and Order pursuant to ss 184(1.1)
    30 April 2009Order
    09 April 2009Amended Notice of Motion
    30 March 2009Notice of Hearing
    16 February 2009Motion
    19 June 2008Order
    28 May 2008Order
    15 May 2008Notice of Hearing
    15 May 2008Statement of Allegations
    12 May 2008Ex-parte Temporary Order
 
 Golic, Adis
    19 August 2008Reasons for Decision
    14 July 2008Order
 
 Grossman, Al
    01 February 2013Decision and Order Pursuant to Subsection 184(1.1)
    30 May 2008Decision on Administrative Penalties and Costs
    21 February 2008Reasons for Decision
    17 August 2007Reasons for Decision
    04 May 2007Consolidated Amended Statement of Allegations
    02 May 2007Order
    12 April 2007Order
    27 March 2007Consolidated Amended Notice of Hearing
    12 December 2006Consent Order
    27 November 2006Consent Order
    01 November 2006Supplementary Notice of Hearing
    30 October 2006Amended Statement of Allegation
    11 October 2006Order
    06 October 2006Consent Order
    24 August 2006Order
    14 June 2006Order
    14 June 2006Order
    02 June 2006Supplementary Notice of Hearing
    01 June 2006Supplementary Statement of Allegations
    24 May 2006Order
    24 May 2006Order
    24 May 2006Order
    12 May 2006Statement of Allegations
    12 May 2006Notice of Hearing
    11 May 2006Order
    26 April 2006Order
    20 April 2006Statement of Allegations
    20 April 2006Notice of Hearing
    11 April 2006Order
    11 April 2006Temporary Cease Trade Order
    31 March 2006Order
    29 March 2006Notice of Hearing
    28 March 2006Statement of Allegations
 
 Haley, Keith
    15 January 2007Order
    11 January 2007Order
    21 December 2006Order
    21 December 2006Order
    13 December 2006Order
    30 October 2006Order
    24 October 2006Notice of Hearing
    24 October 2006Statement of Allegations
    20 October 2006Order
 
 Hanley, James K.
    26 February 2007Reasons for Decision
    26 February 2007Order and Settlement Agreement
    21 December 2006Order
    03 October 2006Notice of Hearing
    02 October 2006Statement of Allegations
 
 Harrison, Stephen V.
    14 April 2010Order
    12 April 2010Settlement Agreement
    12 April 2010Notice of Settlement Hearing
    08 January 2010Order
    29 October 2009Notice of Hearing
    19 October 2009Statement of Allegations
 
 Havenor, David
    12 April 2011Reasons for Decision
    05 January 2011Order
    22 December 2010Ex Parte Temporary Order
    17 December 2010Statement of Allegations
 
 Hawaii Fund
    14 May 2010Reasons for Decision
    19 February 2010Order
 
 Helmig, Renee Marie (aka Nisha Helmig)
    14 May 2010Reasons for Decision
    19 February 2010Order
 
 Hemingway, Alan
    14 May 2010Reasons for Decisions
    19 February 2010Order
 
 Hendry, Trudi
    13 December 2010Order
    25 November 2010Notice of Settlement Hearing
    15 November 2010Settlement Agreement
 
 Heritage Financial Services Inc.
    26 February 2001Order
 
 Hoffer, Mayer
    30 January 2012Notice of Pre-Hearing Conference
    18 August 2011Order
    21 July 2011Notice of Settlement Hearing
    04 July 2011Settlement Agreement
    22 June 2011Notice of Adjournment of Hearing
    12 May 2011Amended and Consolidated Notice of Hearing
    16 December 2010Amended Notice of Hearing
    16 November 2010Amended Statement of Allegations
    29 October 2010Notice of Hearing
 
 HURLEY, Charline
    11 January 2012Order
    11 January 2012Order
    15 December 2011Notice of Hearing of Motion
    05 December 2011Motion
 
 HURLEY, Larry
    11 January 2012Order
    11 January 2012Order
    15 December 2011Notice of Hearing of Motion
    05 December 2011Motion
 
 Int. Teleworld Inc.
    14 August 2012Reasons for Decision on Preliminary Motion
    16 July 2012Reasons for Decision on Adjournment Motion
    10 July 2012Amended Motion
    24 May 2012Amended and Consolidated Notice of Hearing of Motion
    09 May 2012Notice of Hearing of Motion
    02 May 2012Motion
 
 Intercontinental Trading Group S.A.
    23 December 2009Reasons for Decision
    18 November 2009Order
    09 November 2009Notice of Hearing
    03 November 2009Order
 
 Investors Group Financial Services Inc.
    01 March 2006Statement of Allegations
    19 January 2006Reasons for Decision
    19 January 2006Order
    12 January 2006Settlement Agreement
    09 January 2006Notice of Hearing
    06 January 2006Statement of Allegations
    10 September 1995Decision and Order
 
 IPC Investment Corporation
    21 March 2002Order
 
 Jabez Financial Services Inc.
    15 January 2007Order
    11 January 2007Order
    21 December 2006Order
    21 December 2006Order
    13 December 2006Order
    30 October 2006Order
    24 October 2006Notice of Hearing
    24 October 2006Statement of Allegations
    20 October 2006Order
 
 Jarislowsky Fraser Limited
    15 June 2004Settlement Agreement
 
 JFS Credit Union
    15 January 2007Order
    11 January 2007Order
    21 December 2006Order
    21 December 2006Order
    13 December 2006Order
    30 October 2006Order
    24 October 2006Notice of Hearing
    24 October 2006Statement of Allegations
    20 October 2006Order
 
 Johnston, Lee Thomas Jr.
    24 September 2012Order
    21 September 2012Notice of Discontinuance
    28 March 2011Order (vacated)
    17 March 2011Amended and Consolidated Notice of Hearing of Motion
    07 February 2011Amended and Consolidated Notice of Hearing of Motion
    07 January 2011Notice of Hearing of Motion
    21 December 2010Motion
 
 Jones Heward Investment Counsel Inc
    14 August 2003Order
 
 Kerry, Ulysse
    22 June 1992Order
 
 Keybase Financial Group Inc.
    28 June 2012Reasons for Decision on Hearing and Review
    20 January 2012Decision and Order on Motion
    27 October 2011Amended and Consolidated Notice of Hearing
    16 September 2011Order
    19 July 2011Order
    29 April 2011Notice of Hearing
    18 August 2010Reasons for Decision
    18 August 2010Reasons for Decision
    06 August 2010Order
    06 August 2010Order
 
 Killiam, Harold
    13 February 1992Order
 
 Kimmel Jr., Roger A.
    08 September 2008Reasons for Decision
    20 August 2008Order
 
 L&B Landbanking Trust S.A. DE C.V.
    14 May 2010Reasons for Decisions
    19 February 2010Order
 
 LaCroix, Vincent
    09 September 2005Order
    29 August 2005Temporary Order (Executive Director)
 
 Landbankers International MX, S.A. DE C.V.
    14 May 2010Reasons for Decisions
    19 February 2010Order
 
 Lane, Robert E.
    21 July 2008Reasons for Decision
    21 July 2008Reasons for Decision
    21 July 2008Reasons for Decision
    27 March 2008Order
    26 March 2008Order
    26 March 2008Order
    26 March 2008Order
    26 March 2008Order
    02 January 2008Notice of Hearing
    20 December 2007Statement of Allegations
 
 Lanys, Steve
    01 February 2013Decision and Order Pursuant to Subsection 184(1.1)
    12 December 2006Consent Order
    11 October 2006Order
    24 August 2006Order
    24 May 2006Order
    11 April 2006Order
    31 March 2006Order
    29 March 2006Notice of Hearing
    28 March 2006Statement of Allegations
 
 Law, Richard
    31 January 1991Decision and Reasons
 
 Layden, Kenneth
    24 May 1996Decision
 
 LeBlanc, Normand
    15 January 2007Order
    11 January 2007Order
    21 December 2006Order
    21 December 2006Order
    13 December 2006Order
    30 October 2006Order
    24 October 2006Notice of Hearing
    24 October 2006Statement of Allegations
    20 October 2006Order
 
 Legacy Associates Inc.
    23 March 2009Reasons for Decision
    12 November 2008Order
    06 November 2008Settlement Agreement
    09 October 2008Notice of Hearing
    07 October 2008Statement of Allegations
 
 Limelight Capital Management Ltd.
    17 August 2007Reasons for Decision
    04 May 2007Consolidated Amended Statement of Allegations
    27 March 2007Consolidated Amended Notice of Hearing
    06 October 2006Consent Order
    14 June 2006Order
    02 June 2006Supplementary Notice of Hearing
    01 June 2006Supplementary Statement of Allegations
    26 April 2006Order
    20 April 2006Statement of Allegations
    20 April 2006Notice of Hearing
    11 April 2006Temporary Cease Trade Order
 
 Limelight Entertainment Inc.
    17 August 2007Reasons for Decision
    04 May 2007Consolidated Amended Statement of Allegations
    27 March 2007Consolidated Amended Notice of Hearing
    06 October 2006Consent Order
    14 June 2006Order
    02 June 2006Supplementary Notice of Hearing
    01 June 2006Supplementary Statement of Allegations
    26 April 2006Order
    20 April 2006Statement of Allegations
    20 April 2006Notice of Hearing
    11 April 2006Temporary Cease Trade Order
 
 Limpert, David
    21 June 2010Order
    03 June 2010Notice of Settlement Hearing
    31 May 2010Settlement Agreement
 
 Lizotte, Gerard
    15 February 1993Decision
 
 Locate Technologies Inc.
    21 April 2011Reasons for Decisions on Sanctions
    24 January 2011Reasons for Decision
    04 November 2010Order
    30 June 2010Order
    26 May 2010Order
    11 May 2010Order
    17 March 2010Notice of Hearing of Motion
    09 December 2009Order
    27 October 2009Notice of Hearing/Motion
    03 July 2009Reasons for Decision
    03 April 2009Order
    17 March 2009Order
    10 March 2009Reasons for Decision
    20 January 2009Order
    04 November 2008Second Consolidated and Amended Notice of Hearing
    04 November 2008Order
    29 October 2008Reasons for Decision
    29 October 2008Settlement Agreement
    23 October 2008Second Amended Statement of Allegations
    16 September 2008Notice of Hearing
    25 August 2008Order
    15 August 2008Settlement Agreement
    02 June 2008Amended Statement of Allegations
    21 April 2008Notice of Hearing
    11 April 2008Order
    10 April 2008Order
    19 March 2008Notice of Motion
    14 March 2008Statement of Allegations
    15 October 2007Consent Order
    15 October 2007Order
    14 September 2007Notice of Hearing
    31 March 2004Order
 
 Logan, Bruce R.H.
    25 February 1998Decision and Order
 
 Loveday, Lowell
    13 February 1992Order
 
 Luminary Minerals Ltd.
    14 August 2012Reasons for Decision on Preliminary Motion
    16 July 2012Reasons for Decision on Adjournment Motion
    10 July 2012Amended Motion
    24 May 2012Amended and Consolidated Notice of Hearing of Motion
    09 May 2012Notice of Hearing of Motion
    02 May 2012Motion
 
 Lund, Brian
    18 December 1997Order
 
 MacCallum, James A.
    19 March 2013Order
    25 February 2013Notice of Settlement Hearing
    21 February 2013Settlement Agreement
    22 September 2011Order
    22 September 2011Order
    31 August 2011Notice of Adjournment of Hearing
    31 August 2011Notice of Adjournment of Hearing
    04 August 2011Notice of Hearing of Motion
    06 July 2011Motion
 
 MacDermaid, Edward
    13 February 1992Order
 
 MacDougall, MacDougall & MacTier Inc.
    13 July 2001Order
 
 MacKay, Donald
    23 July 1992Order
 
 Maitland Capital Ltd.
    01 February 2013Decision and Order Pursuant to Subsection 184(1.1)
    12 December 2006Consent Order
    11 October 2006Order
    24 August 2006Order
    24 May 2006Order
    11 April 2006Order
    31 March 2006Order
    29 March 2006Notice of Hearing
    28 March 2006Statement of Allegations
 
 MALLETT, George Wayne
    09 May 2012Order
    04 May 2012Settlement Agreement
    12 April 2012Reasons for Decision on Motion
    17 February 2012Amended and Consolidated Notice of Hearing
    30 January 2012Notice of Pre-Hearing Conference
    24 November 2011Amended and Consolidated Notice of Hearing
    19 October 2011Amended and Consolidated Notice of Hearing
    22 June 2011Notice of Adjournment of Hearing
    12 May 2011Amended and Consolidated Notice of Hearing
    16 December 2010Amended Notice of Hearing
    16 November 2010Amended Statement of Allegations
    29 October 2010Notice of Hearing
    19 January 2009Order
    19 December 2008Amended and Consolidated Notice of Hearing of Motion
    03 December 2008Notice of Hearing of Motion
    26 November 2008Motion
 
 Malsbury, Shayne Lorne
    02 September 2008Reasons for Decision
    20 August 2008Order
 
 Malsbury Investment Corporation
    02 September 2008Reasons for Decision
    20 August 2008Order
 
 Manor, Boaz
    16 May 2005Extension Order
    15 February 2005Order
 
 Manulife Securities International Ltd.
    15 February 2005Reasons for Decision
    15 February 2005Order and Settlement Agreement
 
 Maples and White Sands Investment Ltd.
    14 May 2010Reasons for Decision
    19 February 2010Order
 
 Marsh Shuman, Alan
    30 May 2008Decision on Administrative Penalties and Costs
    21 February 2008Reasons for Decision
    02 May 2007Order
    12 April 2007Order
    27 November 2006Consent Order
    01 November 2006Supplementary Notice of Hearing
    30 October 2006Amended Statement of Allegation
    14 June 2006Order
    24 May 2006Order
    24 May 2006Order
    12 May 2006Statement of Allegations
    12 May 2006Notice of Hearing
    11 May 2006Order
 
 McAdam, Sonja A.
    14 May 2010Reasons for Decisions
    19 February 2010Order
 
 Medoff, Ronald A.
    30 January 2012Notice of Pre-Hearing Conference
    18 August 2011Order
    21 July 2011Notice of Settlement Hearing
    04 July 2011Settlement Agreement
    22 June 2011Notice of Adjournment of Hearing
    12 May 2011Amended and Consolidated Notice of Hearing
    16 December 2010Amended Notice of Hearing
    16 November 2010Amended Statement of Allegations
    29 October 2010Notice of Hearing
 
 Meisner Corporation
    22 October 2007Reasons for Decision
    02 August 2007Order
    30 July 2007Statement of Allegations
    30 July 2007Notice of Hearing
    27 July 2007Temporary Order
 
 Meisner Inc. S.A.
    22 October 2007Reasons for Decision
    02 August 2007Order
    30 July 2007Statement of Allegations
    30 July 2007Notice of Hearing
    27 July 2007Temporary Order
 
 Meisner Incorporated
    22 October 2007Reasons for Decision
    02 August 2007Order
    30 July 2007Statement of Allegations
    30 July 2007Notice of Hearing
    27 July 2007Temporary Order
 
 Merchant Capital Markets S.A.
    09 October 2007Reasons for Decision
    27 July 2007Order
    13 July 2007Notice of Hearing
    13 July 2007Temporary Order
    13 July 2007Statement of Allegations
 
 Messinger, Saul
    12 December 2006Consent Order
    11 October 2006Order
    24 August 2006Order
    24 May 2006Order
    11 April 2006Order
    31 March 2006Order
    29 March 2006Notice of Hearing
    28 March 2006Statement of Allegations
 
 Mezinski, Tom
    17 August 2007Reasons for Decision
    04 May 2007Consolidated Amended Statement of Allegations
    27 March 2007Consolidated Amended Notice of Hearing
    06 October 2006Consent Order
    14 June 2006Order
    02 June 2006Supplementary Notice of Hearing
    01 June 2006Supplementary Statement of Allegations
    26 April 2006Order
    20 April 2006Statement of Allegations
    20 April 2006Notice of Hearing
    11 April 2006Temporary Cease Trade Order
 
 MI Capital Corporation
    08 August 2012Reasons for Decision
    11 June 2012Order
    29 May 2012Statement of Allegations
    29 May 2012Notice of Hearing
 
 Midland Walwyn Capital Inc.
    06 December 1996Decision
 
 Miller, Janet
    23 March 1993Decision
 
 Moloney, Brian
    02 August 2013Decision and Order pursuant to ss 184(1.1)
    30 April 2009Order
    09 April 2009Amended Notice of Motion
    30 March 2009Notice of Hearing
    16 February 2009Motion
    19 June 2008Order
    28 May 2008Order
    15 May 2008Notice of Hearing
    15 May 2008Statement of Allegations
    12 May 2008Ex-parte Temporary Order
 
 Money Concepts Group Capital Corp.
    08 September 1992Decision
 
 Moore, Ed
    14 May 2010Reasons for Decisions
    19 February 2010Order
 
 Moore, Kim
    14 May 2010Reasons for Decisions
    19 February 2010Order
 
 Morgan, Gavin
    14 May 2010Reasons for Decision
    19 February 2010Order
 
 Murray, Bradley Andrew
    26 January 2010Reasons for the Decision
    24 November 2009Order
    15 October 2009Notice of Hearing
 
 Nason, Donald
    24 January 2011Reasons for Decision
    03 July 2009Reasons for Decision
    03 April 2009Order
    17 March 2009Order
    10 March 2009Reasons for Decision
    20 January 2009Order
    04 November 2008Second Consolidated and Amended Notice of Hearing
    04 November 2008Order
    29 October 2008Reasons for Decision
    29 October 2008Settlement Agreement
    23 October 2008Second Amended Statement of Allegations
    16 September 2008Notice of Hearing
    25 August 2008Order
    15 August 2008Settlement Agreement
    02 June 2008Amended Statement of Allegations
    21 April 2008Notice of Hearing
    11 April 2008Order
    10 April 2008Order
    19 March 2008Notice of Motion
    14 March 2008Statement of Allegations
    15 October 2007Consent Order
    15 October 2007Order
    14 September 2007Notice of Hearing
 
 National Bank Financial Inc.
    11 January 2001Order
 
 Nerbonne, Matthew
    12 April 2011Reasons for Decision
    05 January 2011Order
    22 December 2010Ex Parte Temporary Order
    17 December 2010Statement of Allegations
 
 New Century International
    29 November 2011Reasons for Decision
    25 July 2011Order
    12 July 2011Amended Statement of Allegations
    22 June 2011Notice of Hearing
    07 June 2011Statement of Allegations
 
 New Gold Limited Partnerships
    20 October 2008Reasons for Decision
    27 August 2008Order
 
 Niles, Harry
    24 January 2011Reasons for Decision
    03 July 2009Reasons for Decision
    03 April 2009Order
    17 March 2009Order
    10 March 2009Reasons for Decision
    20 January 2009Order
    04 November 2008Second Consolidated and Amended Notice of Hearing
    04 November 2008Order
    29 October 2008Reasons for Decision
    29 October 2008Settlement Agreement
    23 October 2008Second Amended Statement of Allegations
    16 September 2008Notice of Hearing
    25 August 2008Order
    15 August 2008Settlement Agreement
    02 June 2008Amended Statement of Allegations
    21 April 2008Notice of Hearing
    11 April 2008Order
    10 April 2008Order
    19 March 2008Notice of Motion
    14 March 2008Statement of Allegations
    15 October 2007Consent Order
    15 October 2007Order
    14 September 2007Notice of Hearing
    31 March 2004Order
 
 NNR N. Natural Resources Inc.
    14 August 2012Reasons for Decision on Preliminary Motion
    16 July 2012Reasons for Decision on Adjournment Motion
    10 July 2012Amended Motion
    24 May 2012Amended and Consolidated Notice of Hearing of Motion
    09 May 2012Notice of Hearing of Motion
    02 May 2012Motion
 
 Novielli, Lino
    02 August 2013Decision and Order pursuant to ss 184(1.1)
    30 April 2009Order
    09 April 2009Amended Notice of Motion
    30 March 2009Notice of Hearing
    16 February 2009Motion
    19 June 2008Order
    28 May 2008Order
    15 May 2008Notice of Hearing
    15 May 2008Statement of Allegations
    12 May 2008Ex-parte Temporary Order
 
 O'Brien, Eric
    17 December 2007Reasons for Decision
    15 October 2007Order
 
 O'Neill, Kerry John
    14 May 2010Reasons for Decision
    19 February 2010Order
 
 Oagles, James H.
    21 July 2008Reasons for Decision
    21 July 2008Reasons for Decision
    21 July 2008Reasons for Decision
    27 March 2008Order
    26 March 2008Order
    26 March 2008Order
    26 March 2008Order
    26 March 2008Order
    02 January 2008Notice of Hearing
    20 December 2007Statement of Allegations
 
 Oil International, LLC.
    14 May 2010Reasons for Decision
    19 February 2010Order
 
 One Capital Corp. Limited
    08 August 2012Reasons for Decision
    11 June 2012Order
    29 May 2012Statement of Allegations
    29 May 2012Notice of Hearing
 
 OptionsXpress Inc.
    31 August 2005Order and Settlement Agreement
 
 Osbourne Worldwide Limited
    12 February 2013Reasons for Decision
    20 December 2012Order
    26 November 2012Notice of Hearing
    21 November 2012Statement of Allegations
 
 Palmer, Jim
    20 May 2009Reasons for Decision
    25 February 2009Order
    10 February 2009Notice of Hearing
    09 February 2009Statement of Allegations
 
 Park, Sang
    20 January 2009Reasons for Decision
    25 August 2008Order
    13 August 2008Settlement Agreement
 
 PARKER, Scott
    08 August 2012Reasons for Decision
    11 June 2012Order
    29 May 2012Statement of Allegations
    29 May 2012Notice of Hearing
 
 Petroleum Unlimited LLC
    08 September 2008Reasons for Decision
    20 August 2008Order
 
 PFSL Investments Canada Limited
    22 September 1992Order
 
 PHILLIPS, Christopher Raymond
    20 February 2013Notice of Discontinuance
    17 November 2011Order
    16 November 2011Notice of Adjournment of Motion
    03 November 2011Notice of Hearing of Motion
    02 November 2011Motion
 
 PIMENTEL, Zaida
    02 August 2013Decision and Order pursuant to ss 184(1.1)
 
 Porter, Ricki Landon
    24 September 2012Order
    21 September 2012Notice of Discontinuance
    28 March 2011Order (vacated)
    17 March 2011Amended and Consolidated Notice of Hearing of Motion
    07 February 2011Amended and Consolidated Notice of Hearing of Motion
    07 January 2011Notice of Hearing of Motion
    21 December 2010Motion
 
 Portus Alternative Asset Management Inc.
    16 May 2005Extension Order
    15 February 2005Temporary Order
    15 February 2005Order
 
 Praamsma, Conrad
    09 October 2007Reasons for Decision
    27 July 2007Order
    13 July 2007Notice of Hearing
    13 July 2007Temporary Order
    13 July 2007Statement of Allegations
 
 Praamsma, Justin
    09 October 2007Reasons for Decision
    27 July 2007Order
    13 July 2007Notice of Hearing
    13 July 2007Temporary Order
    13 July 2007Statement of Allegations
 
 PriceWarner Financial LLC
    09 October 2007Order
    25 September 2007Statement of Allegations
    25 September 2007Notice of Hearing
    24 September 2007Ex Parte Temporary Order
 
 PRIEST, William Watson
    05 July 2013Reasons for Decision and Order
    05 April 2013Notice of Hearing
    25 February 2013Notice of Hearing
    12 February 2013Statement of Allegations
    17 November 2011Order
    16 November 2011Notice of Adjournment of Motion
    03 November 2011Notice of Hearing of Motion
    02 November 2011Motion
 
 Priest Financial Group
    20 February 2013Notice of Discontinuance
    17 November 2011Order
    16 November 2011Notice of Adjournment of Motion
    03 November 2011Notice of Hearing of Motion
    02 November 2011Motion
 
 Priest Phillips Management Corp.
    20 February 2013Notice of Discontinuance
    17 November 2011Order
    16 November 2011Notice of Adjournment of Motion
    03 November 2011Notice of Hearing of Motion
    02 November 2011Motion
 
 Priest Phillips Professional Corp.
    20 February 2013Notice of Discontinuance
    17 November 2011Order
    16 November 2011Notice of Adjournment of Motion
    03 November 2011Notice of Hearing of Motion
    02 November 2011Motion
 
 Prudential Global Real Estate Corp.
    14 August 2012Reasons for Decision on Preliminary Motion
    16 July 2012Reasons for Decision on Adjournment Motion
    10 July 2012Amended Motion
    24 May 2012Amended and Consolidated Notice of Hearing of Motion
    09 May 2012Notice of Hearing of Motion
    02 May 2012Motion
 
 Quéré, André
    17 September 1991Decision and Reasons
 
 RAK Marine International Inc.
    14 August 2012Reasons for Decision on Preliminary Motion
    16 July 2012Reasons for Decision on Adjournment Motion
    10 July 2012Amended Motion
    24 May 2012Amended and Consolidated Notice of Hearing of Motion
    09 May 2012Notice of Hearing of Motion
    02 May 2012Motion
 
 Regal Capital Planners Ltd.
    13 November 2001Order
    22 March 2001Decision
    24 May 1996Decision
 
 Reynolds, Ray
    29 November 2011Reasons for Decision
    25 July 2011Order
    12 July 2011Amended Statement of Allegations
    22 June 2011Notice of Hearing
    07 June 2011Statement of Allegations
 
 Robichaud, Fernand
    23 July 1992Order
 
 Rogers, Jason
    14 May 2010Reasons for Decisions
    19 February 2010Order
 
 Ronin Group L.L.C.
    14 October 2011Reasons for Decision
    30 March 2011Order
    04 March 2011Notice of Hearing
    18 February 2011Statement of Allegations
 
 Ronin Operating L.L.C.
    14 October 2011Reasons for Decision
    30 March 2011Order
    04 March 2011Notice of Hearing
    18 February 2011Statement of Allegations
 
 Roussel, Reginald
    10 September 1995Decision and Order
 
 S & L Transactions Limited
    14 July 2010Order
    30 June 2010Notice of Settlement Hearing
    25 June 2010Settlement Agreement
 
 Saintonge, Aline
    14 July 2010Order
    30 June 2010Notice of Settlement Hearing
    25 June 2010Settlement Agreement
 
 Saintonge, Robert
    14 July 2010Order
    30 June 2010Notice of Settlement Hearing
    25 June 2010Settlement Agreement
    21 September 2009Order
    21 September 2009Order
    21 September 2009Order
    20 August 2009Notice of Motion
    19 August 2009Motion
 
 Saxon Consultants Ltd.
    09 October 2007Reasons for Decision
    27 July 2007Order
    13 July 2007Notice of Hearing
    13 July 2007Temporary Order
    13 July 2007Statement of Allegations
 
 Saxon Financial Services Ltd.
    09 October 2007Reasons for Decision
    27 July 2007Order
    13 July 2007Notice of Hearing
    13 July 2007Temporary Order
    13 July 2007Statement of Allegations
 
 SCOTT, Richard A.
    12 April 2012Order
    12 March 2012Amended and Consolidated Notice of Hearing of Motion
    29 February 2012Notice of Hearing of Motion
    16 February 2012Motion
 
 Secured Precious Metals International
    30 July 2012Notice of Adjournment of Hearing
    24 May 2012Notice of Hearing
    04 May 2012Notice to Continue
    23 April 2012Notice of Hearing
    03 April 2012Notice of Adjournment of Hearing
    02 April 2012Notice of Withdrawal
    12 March 2012Notice of Hearing
    02 March 2012Statement of Allegations
 
 SELLARS, James Edward
    29 April 2011Notice of Hearing
    18 August 2010Reasons for Decision
    18 August 2010Reasons for Decision
    06 August 2010Order
    06 August 2010Order
 
 SELLARS, James Edward (applicant on review)
    28 June 2012Reasons for Decision on Hearing and Review
    20 January 2012Decision and Order on Motion
    27 October 2011Amended and Consolidated Notice of Hearing
    16 September 2011Order
    19 July 2011Order
 
 Shaker Management Group Inc.
    13 December 2010Order
    25 November 2010Notice of Settlement Hearing
    15 November 2010Settlement Agreement
 
 Shire Asset Management Ltd.
    14 May 2010Reasons for Decision
    19 February 2010Order
 
 Shire International Real Estate Investment Ltd.
    14 May 2010Reasons for Decision
    19 February 2010Order
 
 Shott, Normand
    18 October 1992Decision
 
 Sierra Madre Holdings MX, S.A. DE C.V.
    14 May 2010Reasons for Decisions
    19 February 2010Order
 
 Smith, Earle M.
    24 October 1997Decision and Order
 
 Sponagle, Quintin
    15 January 2007Order
    11 January 2007Order
    21 December 2006Order
    21 December 2006Order
    13 December 2006Order
    30 October 2006Order
    24 October 2006Notice of Hearing
    24 October 2006Statement of Allegations
    20 October 2006Order
 
 St. Clair Research Associates Inc.
    30 January 2012Notice of Pre-Hearing Conference
    18 August 2011Order
    21 July 2011Notice of Settlement Hearing
    04 July 2011Settlement Agreement
    22 June 2011Notice of Adjournment of Hearing
    12 May 2011Amended and Consolidated Notice of Hearing
    16 December 2010Amended Notice of Hearing
    16 November 2010Amended Statement of Allegations
    29 October 2010Notice of Hearing
 
 Strategic Energy Partners
    20 May 2009Reasons for Decision
    25 February 2009Order
    10 February 2009Notice of Hearing
    09 February 2009Statement of Allegations
 
 Surette, Kevin Joseph
    24 September 2012Order
    21 September 2012Notice of Discontinuance
    28 March 2011Order (vacated)
    17 March 2011Amended and Consolidated Notice of Hearing of Motion
    07 February 2011Amended and Consolidated Notice of Hearing of Motion
    07 January 2011Notice of Hearing of Motion
    21 December 2010Motion
 
 Sylvester, Julian
    17 December 2007Reasons for Decision
    15 October 2007Order
 
 Terrasphere Inc.
    25 October 2013Settlement Agreement
    25 October 2013Order
    08 March 2013Notice of Pre-Hearing Conference
    18 February 2013Notice of Hearing
    12 February 2013Statement of Allegations
 
 Terrasphere Systems LLC
    25 October 2013Settlement Agreement
    25 October 2013Order
    08 March 2013Notice of Pre-Hearing Conference
    18 February 2013Notice of Hearing
    12 February 2013Statement of Allegations
 
 Texas Energy Management
    14 January 2013Notice of Discontinuance
    30 July 2012Notice of Adjournment of Hearing
    24 May 2012Notice of Hearing
    04 May 2012Notice to Continue
    23 April 2012Notice of Hearing
    03 April 2012Notice of Adjournment of Hearing
    02 April 2012Notice of Withdrawal
    12 March 2012Notice of Hearing
    02 March 2012Statement of Allegations
 
 Theodoropoulos, George
    09 October 2007Order
    25 September 2007Statement of Allegations
    25 September 2007Notice of Hearing
    24 September 2007Ex Parte Temporary Order
 
 Tomeli, Evanna
    30 April 2009Order
    09 April 2009Amended Notice of Motion
    30 March 2009Notice of Hearing
    16 February 2009Motion
    19 June 2008Order
    28 May 2008Order
    15 May 2008Notice of Hearing
    15 May 2008Statement of Allegations
    12 May 2008Ex-parte Temporary Order
 
 Tracy, Jeannie
    21 July 2008Reasons for Decision
    21 July 2008Reasons for Decision
    21 July 2008Reasons for Decision
    27 March 2008Order
    26 March 2008Order
    26 March 2008Order
    26 March 2008Order
    26 March 2008Order
    02 January 2008Notice of Hearing
    20 December 2007Statement of Allegations
 
 Travin, Jack
    12 December 2006Consent Order
    11 October 2006Order
    24 August 2006Order
    24 May 2006Order
    11 April 2006Order
    31 March 2006Order
    29 March 2006Notice of Hearing
    28 March 2006Statement of Allegations
 
 Trevino, Joe Jr.
    14 October 2011Reasons for Decision
    30 March 2011Order
    04 March 2011Notice of Hearing
    18 February 2011Statement of Allegations
 
 Trinidad Oil and Gas Corporation
    14 May 2010Reasons for Decision
    19 February 2010Order
 
 Trites, Andrew J.
    17 July 2012Order
    13 July 2012Settlement Agreement
    09 July 2012Notice of Settlement Hearing
    22 September 2011Order
    22 September 2011Order
    31 August 2011Notice of Adjournment of Hearing
    31 August 2011Notice of Adjournment of Hearing
    04 August 2011Notice of Hearing of Motion
    06 July 2011Motion
 
 Tubtron Controls Corp.
    21 April 2011Reasons for Decisions on Sanctions
    24 January 2011Reasons for Decision
    04 November 2010Order
    30 June 2010Order
    26 May 2010Order
    11 May 2010Order
    17 March 2010Notice of Hearing of Motion
    09 December 2009Order
    27 October 2009Notice of Hearing/Motion
    03 July 2009Reasons for Decision
    03 April 2009Order
    17 March 2009Order
    10 March 2009Reasons for Decision
    20 January 2009Order
    04 November 2008Second Consolidated and Amended Notice of Hearing
    04 November 2008Order
    29 October 2008Reasons for Decision
    29 October 2008Settlement Agreement
    23 October 2008Second Amended Statement of Allegations
    16 September 2008Notice of Hearing
    25 August 2008Order
    15 August 2008Settlement Agreement
    02 June 2008Amended Statement of Allegations
    21 April 2008Notice of Hearing
    11 April 2008Order
    10 April 2008Order
    19 March 2008Notice of Motion
    14 March 2008Statement of Allegations
    15 October 2007Consent Order
    15 October 2007Order
    14 September 2007Notice of Hearing
    31 March 2004Order
 
 Tycoon Energy Inc.
    12 April 2011Reasons for Decision
    05 January 2011Order
    22 December 2010Ex Parte Temporary Order
    17 December 2010Statement of Allegations
 
 Ulfan, Hanoch
    17 August 2007Reasons for Decision
    04 May 2007Consolidated Amended Statement of Allegations
    27 March 2007Consolidated Amended Notice of Hearing
    12 December 2006Consent Order
    11 October 2006Order
    06 October 2006Consent Order
    24 August 2006Order
    14 June 2006Order
    02 June 2006Supplementary Notice of Hearing
    01 June 2006Supplementary Statement of Allegations
    24 May 2006Order
    26 April 2006Order
    20 April 2006Statement of Allegations
    20 April 2006Notice of Hearing
    11 April 2006Order
    11 April 2006Temporary Cease Trade Order
    31 March 2006Order
    29 March 2006Notice of Hearing
    28 March 2006Statement of Allegations
 
 University Health Industries Inc.
    07 August 2013Variation Order
    09 October 2007Order
    25 September 2007Statement of Allegations
    25 September 2007Notice of Hearing
    24 September 2007Ex Parte Temporary Order
 
 University Lab Technologies Inc.
    09 October 2007Order
    25 September 2007Statement of Allegations
    25 September 2007Notice of Hearing
    24 September 2007Ex Parte Temporary Order
 
 Urrutia, Dave
    14 May 2010Reasons for Decisions
    19 February 2010Order
 
 Valentine, Mark Edward
    15 February 2005Order
 
 Vienneau, Jean-Marc
    06 December 1996Decision
 
 Villabar Real Estate Inc.
    30 January 2012Notice of Pre-Hearing Conference
    18 August 2011Order
    21 July 2011Notice of Settlement Hearing
    04 July 2011Settlement Agreement
    22 June 2011Notice of Adjournment of Hearing
    12 May 2011Amended and Consolidated Notice of Hearing
    16 December 2010Amended Notice of Hearing
    16 November 2010Amended Statement of Allegations
    29 October 2010Notice of Hearing
 
 Vizcarra, Jorge
    22 October 2007Reasons for Decision
    02 August 2007Order
    30 July 2007Statement of Allegations
    30 July 2007Notice of Hearing
    27 July 2007Temporary Order
 
 Waddingham, Leonard
    12 December 2006Consent Order
    11 October 2006Order
    24 August 2006Order
    24 May 2006Order
    11 April 2006Order
    31 March 2006Order
    29 March 2006Notice of Hearing
    28 March 2006Statement of Allegations
 
 Wadhwani, Kim
    12 December 2006Consent Order
    11 October 2006Order
    24 August 2006Order
    24 May 2006Order
    11 April 2006Order
    31 March 2006Order
    29 March 2006Notice of Hearing
    28 March 2006Statement of Allegations
 
 Wealth Pools International Inc.
    21 July 2008Reasons for Decision
    21 July 2008Reasons for Decision
    21 July 2008Reasons for Decision
    27 March 2008Order
    26 March 2008Order
    26 March 2008Order
    26 March 2008Order
    26 March 2008Order
    02 January 2008Notice of Hearing
    20 December 2007Statement of Allegations
 
 Weeres, Steven Vincent
    15 March 2012Reasons for Decision on Sanctions
    29 November 2011Reasons for the Decision on the Merits
    23 August 2011Amended and Consolidated Notice of Hearing by Conference Call
    13 July 2011Notice of Hearing by Conference Call
    21 February 2011Amended Statement of Allegations
    29 October 2010Statement of Allegations
 
 Werner, Andrew
    09 October 2007Order
    25 September 2007Statement of Allegations
    25 September 2007Notice of Hearing
    24 September 2007Ex Parte Temporary Order
 
 WFG Securities of Canada Inc.
    21 June 2010Order
    03 June 2010Notice of Settlement Hearing
    31 May 2010Settlement Agreement
 
 White, Matthew
    12 January 2009Order
    06 January 2009Settlement Agreement
    21 November 2008Consolidated Amended Notice of Hearing
    23 October 2008Notice of Hearing
    15 October 2008Statement of Allegations
 
 Wilson, Paul
    18 December 1997Order
 
 Wilson, Sean
    09 October 2007Reasons for Decision
    27 July 2007Order
    13 July 2007Notice of Hearing
    13 July 2007Temporary Order
    13 July 2007Statement of Allegations
 
 Woodman, Ronald
    06 February 1991Decision and Reasons
 
 Woodworth, Clyde
    03 June 1992Decision and Reasons
 
 Wylie, Richard
    30 April 2009Order
    09 April 2009Amended Notice of Motion
    30 March 2009Notice of Hearing
    16 February 2009Motion
    19 June 2008Order
    28 May 2008Order
    15 May 2008Notice of Hearing
    15 May 2008Statement of Allegations
    12 May 2008Ex-parte Temporary Order
 
 X4 Technologies Incorporated
    24 September 2012Order
    21 September 2012Notice of Discontinuance
    28 March 2011Order (vacated)
    17 March 2011Amended and Consolidated Notice of Hearing of Motion
    07 February 2011Amended and Consolidated Notice of Hearing of Motion
    07 January 2011Notice of Hearing of Motion
    21 December 2010Motion
 
 Young, Todd
    09 October 2007Reasons for Decision
    27 July 2007Order
    13 July 2007Notice of Hearing
    13 July 2007Temporary Order
    13 July 2007Statement of Allegations
 
 Zacarias (aka Wolf Zacarias), Brian J.
    14 May 2010Reasons for Decisions
    19 February 2010Order