Recent Decisions

 

25 October 2013
Respondents: William GILDEA (aka Bill GILDEA), Terrasphere Inc., Terrasphere Systems LLC
Applicants: NBSC
Order
27 August 2013
Respondents: Armel Drapeau, Pierre Emond
Applicants: NBSC
Order
07 August 2013
Respondents:  Cognitiv, Inc, University Health Industries Inc.
Applicants: FCSC
Variation Order
02 August 2013
Respondents:  Goldpoint Resources Corporation, Brian Moloney, Lino Novielli, Zaida PIMENTEL
Applicants: FCSC
Decision and Order pursuant to ss 184(1.1)
05 July 2013
Respondents: William Watson PRIEST
Applicants: NBSC
Reasons for Decision and Order
19 March 2013
Respondents:  Andrew Mitchell Holdings, LLC, James A. MacCallum
Applicants: NBSC
Order
12 February 2013
Respondents:  Crainshaw International Ltd., Osbourne Worldwide Limited
Applicants: NBSC
Reasons for Decision
01 February 2013
Respondents: Al Grossman, Steve Lanys, Maitland Capital Ltd.
Applicants: NBSC
Decision and Order Pursuant to Subsection 184(1.1)
20 December 2012
Respondents:  Crainshaw International Ltd., Osbourne Worldwide Limited
Applicants: NBSC
Order
24 September 2012
Respondents:  X4 Technologies Incorporated, Kevin Joseph Surette, Ricki Landon Porter, Lee Thomas Jr. Johnston
Applicants: NBSC
Order
14 August 2012
Respondents:  Flash Funding International Corp., FNT Forever New Technologies, Inc., Global Bonds Fund Inc., Global Capital & Financial Corp., Int. Teleworld Inc., Luminary Minerals Ltd., NNR N. Natural Resources Inc., Prudential Global Real Estate Corp., RAK Marine International Inc.
Applicants: NBSC
Reasons for Decision on Preliminary Motion
08 August 2012
Respondents:  MI Capital Corporation, Sean AYEARS, One Capital Corp. Limited, Scott PARKER
Applicants: NBSC
Reasons for Decision
17 July 2012
Respondents: Andrew J. Trites
Applicants: NBSC
Order
16 July 2012
Respondents:  Flash Funding International Corp., FNT Forever New Technologies, Inc., Global Bonds Fund Inc., Global Capital & Financial Corp., Int. Teleworld Inc., Luminary Minerals Ltd., NNR N. Natural Resources Inc., Prudential Global Real Estate Corp., RAK Marine International Inc.
Applicants: NBSC
Reasons for Decision on Adjournment Motion
28 June 2012
Respondents: James Edward (applicant on review) SELLARS, Keybase Financial Group Inc.
Applicants: Staff of the New Brunswick Securities Commission (respondent on review)
Reasons for Decision on Hearing and Review
11 June 2012
Respondents:  MI Capital Corporation, Sean AYEARS, One Capital Corp. Limited, Scott PARKER
Applicants: NBSC
Order
09 May 2012
Respondents: George Wayne MALLETT
Applicants: NBSC
Order
12 April 2012
Respondents: Richard A. SCOTT
Applicants: NBSC
Order
12 April 2012
Respondents: George Wayne MALLETT
Applicants: NBSC
Reasons for Decision on Motion
15 March 2012
Respondents: Rebekah Donszelmann, Steven Vincent Weeres
Applicants: NBSC
Reasons for Decision on Sanctions
20 January 2012
Respondents: James Edward (applicant on review) SELLARS, Keybase Financial Group Inc.
Applicants: Staff of the New Brunswick Securities Commission (respondent on review)
Decision and Order on Motion
11 January 2012
Respondents:  Donat Robichaud Residence Inc., Charline HURLEY, Larry HURLEY
Applicants: NBSC
Order
11 January 2012
Respondents:  Donat Robichaud Residence Inc., Charline HURLEY, Larry HURLEY
Applicants: NBSC
Order
05 December 2011
Respondents:  Donat Robichaud Residence Inc., Charline HURLEY, Larry HURLEY
Applicants: NBSC
Motion
29 November 2011
Respondents:  New Century International, Ray Reynolds
Applicants: NBSC
Reasons for Decision
29 November 2011
Respondents: Rebekah Donszelmann, Steven Vincent Weeres
Applicants: NBSC
Reasons for the Decision on the Merits
17 November 2011
Respondents:  613247 N.B. Ltd., Christopher Raymond PHILLIPS, William Watson PRIEST, Priest Phillips Management Corp., Centum Home Mortgage Corp., DLC Priest Financial, Priest Financial Group, Priest Phillips Professional Corp.
Applicants: NBSC
Order
14 October 2011
Respondents:  Ronin Group L.L.C., Ronin Operating L.L.C., Joe Jr. Trevino
Applicants: NBSC
Reasons for Decision
22 September 2011
Respondents: James A. MacCallum, Andrew Mitchell Holdings, LLC, Andrew J. Trites
Applicants: NBSC
Order
22 September 2011
Respondents: James A. MacCallum, Andrew Mitchell Holdings, LLC, Andrew J. Trites
Applicants: NBSC
Order
16 September 2011
Respondents: James Edward (applicant on review) SELLARS, Keybase Financial Group Inc.
Applicants: Staff of the New Brunswick Securities Commission (respondent on review)
Order
18 August 2011
Respondents: Mayer Hoffer, Ronald A. Medoff, St. Clair Research Associates Inc., Villabar Real Estate Inc.
Applicants: NBSC
Order
18 August 2011
Respondents: Armel Drapeau, Pierre Emond, Jules Bosse
Applicants: NBSC
Reasons for Decision on Constitutional Motion
25 July 2011
Respondents:  New Century International, Ray Reynolds
Applicants: NBSC
Order
19 July 2011
Respondents: James Edward (applicant on review) SELLARS, Keybase Financial Group Inc.
Applicants: Staff of the New Brunswick Securities Commission (respondent on review)
Order
19 July 2011
Respondents: Armel Drapeau, Pierre Emond, Jules Bosse
Applicants: NBSC
Reasons for Decision on Motion-Part 2
06 May 2011
Respondents: Armel Drapeau, Pierre Emond, Jules Bosse
Applicants: NBSC
Decision
02 May 2011
Respondents: Armel Drapeau, Pierre Emond, Jules Bosse
Applicants: NBSC
Reasons for Decision on Motion-Part 1
21 April 2011
Respondents:  Locate Technologies Inc., Tubtron Controls Corp.
Applicants: Staff of the Commission / Membres du personnel de la Commission
Reasons for Decisions on Sanctions
12 April 2011
Respondents:  Havenor, David, Nerbonne, Matthew, Tycoon Energy Inc.
Applicants: NBSC
Reasons for Decision
30 March 2011
Respondents:  Ronin Group L.L.C., Ronin Operating L.L.C., Joe Jr. Trevino
Applicants: NBSC
Order
28 March 2011
Respondents:  X4 Technologies Incorporated, Kevin Joseph Surette, Ricki Landon Porter, Lee Thomas Jr. Johnston
Applicants: NBSC
Order (vacated)
24 January 2011
Respondents:  706166 Alberta Ltd., Bradley Corporate Services Ltd., Michael Cody, Lorne Drever, Locate Technologies Inc., Donald Nason, Harry Niles, Tubtron Controls Corp.
Applicants: NBSC
Reasons for Decision
05 January 2011
Respondents:  Havenor, David, Nerbonne, Matthew, Tycoon Energy Inc.
Applicants: NBSC
Order
22 December 2010
Respondents:  Havenor, David, Nerbonne, Matthew, Tycoon Energy Inc.
Applicants: NBSC
Ex Parte Temporary Order
13 December 2010
Respondents: Trudi Hendry, Shaker Management Group Inc.
Applicants: NBSC
Order
04 November 2010
Respondents:  Locate Technologies Inc., Tubtron Controls Corp.
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order
18 August 2010
Respondents:  Keybase Financial Group Inc., James Edward SELLARS
Applicants: NBSC
Reasons for Decision
06 August 2010
Respondents:  Keybase Financial Group Inc., James Edward SELLARS
Applicants: NBSC
Order
14 July 2010
Respondents:  S & L Transactions Limited, Aline Saintonge, Robert Saintonge
Applicants: NBSC
Order
30 June 2010
Respondents:  Locate Technologies Inc., Tubtron Controls Corp.
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order
21 June 2010
Respondents: David Limpert, WFG Securities of Canada Inc.
Applicants: NBSC
Order
26 May 2010
Respondents:  Locate Technologies Inc., Tubtron Controls Corp.
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order
14 May 2010
Respondents:  Oil International, LLC., Trinidad Oil and Gas Corporation, Black Gold International Ltd., Gavin Morgan, John Andrew
Applicants: Staff of the Commission / Membres du personnel de la Commission
Reasons for Decision
14 May 2010
Respondents:  Shire International Real Estate Investment Ltd., Shire Asset Management Ltd., Maples and White Sands Investment Ltd., Hawaii Fund, Jeanette Cleone Couch
Applicants: Staff of the Commission / Membres du personnel de la Commission
Reasons for Decision
14 May 2010
Respondents: Renee Marie (aka Nisha Helmig) Helmig, Kerry John O'Neill
Applicants: Staff of the Commission / Membres du personnel de la Commission
Reasons for Decision
14 May 2010
Respondents:  Landbankers International MX, S.A. DE C.V., Sierra Madre Holdings MX, S.A. DE C.V., L&B Landbanking Trust S.A. DE C.V., Brian J. Zacarias (aka Wolf Zacarias), Roger Fernando Ayuso Loyo, Alan Hemingway, Kelly Friesen, Sonja A. McAdam, Ed Moore, Kim Moore, Jason Rogers, Dave Urrutia
Applicants: Staff of the Commission / Membres du personnel de la Commission
Reasons for Decisions
11 May 2010
Respondents:  Locate Technologies Inc., Tubtron Controls Corp.
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order
14 April 2010
Respondents:  Briand, Harrison & Associates Corporation, Craig D. Briand, Stephen V. Harrison
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order
19 February 2010
Respondents: Renee Marie (aka Nisha Helmig) Helmig, Kerry John O'Neill
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order
19 February 2010
Respondents:  Shire International Real Estate Investment Ltd., Shire Asset Management Ltd., Maples and White Sands Investment Ltd., Hawaii Fund, Jeanette Cleone Couch
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order
19 February 2010
Respondents:  Oil International, LLC., Trinidad Oil and Gas Corporation, Black Gold International Ltd., Gavin Morgan, John Andrew
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order
19 February 2010
Respondents:  Landbankers International MX, S.A. DE C.V., Sierra Madre Holdings MX, S.A. DE C.V., L&B Landbanking Trust S.A. DE C.V., Brian J. Zacarias (aka Wolf Zacarias), Roger Fernando Ayuso Loyo, Alan Hemingway, Kelly Friesen, Sonja A. McAdam, Ed Moore, Kim Moore, Jason Rogers, Dave Urrutia
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order
26 January 2010
Respondents: Bradley Andrew Murray
Applicants: Staff of the Commission / Membres du personnel de la Commission
Reasons for the Decision
08 January 2010
Respondents:  Briand, Harrison & Associates Corporation, Craig D. Briand, Stephen V. Harrison
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order
23 December 2009
Respondents:  Intercontinental Trading Group S.A.
Applicants: Staff of the Commission / Membres du personnel de la Commission
Reasons for Decision
09 December 2009
Respondents:  Locate Technologies Inc., Tubtron Controls Corp.
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order
24 November 2009
Respondents: Bradley Andrew Murray
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order
18 November 2009
Respondents:  Intercontinental Trading Group S.A.
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order
03 November 2009
Respondents:  Intercontinental Trading Group S.A.
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order
21 September 2009
Respondents: Pierre Emond, Armel Drapeau, Jules Bosse, Robert Saintonge
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order
21 September 2009
Respondents: Pierre Emond, Armel Drapeau, Jules Bosse, Robert Saintonge
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order
21 September 2009
Respondents: Pierre Emond, Armel Drapeau, Jules Bosse, Robert Saintonge
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order
03 July 2009
Respondents:  706166 Alberta Ltd., Bradley Corporate Services Ltd., Michael Cody, Lorne Drever, Locate Technologies Inc., Donald Nason, Harry Niles, Tubtron Controls Corp.
Applicants: NBSC
Reasons for Decision
20 May 2009
Respondents:  Assante Financial Management Ltd.
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order
20 May 2009
Respondents: Jim Palmer, Strategic Energy Partners
Applicants: Staff of the Commission / Membres du personnel de la Commission
Reasons for Decision
30 April 2009
Respondents:  Goldpoint Resources Corporation, Lino Novielli, Brian Moloney, Evanna Tomeli, Robert Black, Richard Wylie, Jack Anderson, Jim Corcoran
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order
20 April 2009
Respondents: Barry Adams
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order
14 April 2009
Respondents:  Centre de Traitement D'Information de Credit (C.T.I.C. Inc) DBA as Groupe Financier CTIC, CITCAP Groupe Financier Inc., Patrick Gauthier
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order
03 April 2009
Respondents:  706166 Alberta Ltd., Bradley Corporate Services Ltd., Michael Cody, Lorne Drever, Locate Technologies Inc., Donald Nason, Harry Niles, Tubtron Controls Corp.
Applicants: NBSC
Order
23 March 2009
Respondents:  Legacy Associates Inc.
Applicants: Staff of the Commission / Membres du personnel de la Commission
Reasons for Decision
17 March 2009
Respondents:  706166 Alberta Ltd., Bradley Corporate Services Ltd., Michael Cody, Lorne Drever, Locate Technologies Inc., Donald Nason, Harry Niles, Tubtron Controls Corp.
Applicants: NBSC
Order
10 March 2009
Respondents:  706166 Alberta Ltd., Bradley Corporate Services Ltd., Michael Cody, Lorne Drever, Locate Technologies Inc., Donald Nason, Harry Niles, Tubtron Controls Corp.
Applicants: NBSC
Reasons for Decision
25 February 2009
Respondents: Jim Palmer, Strategic Energy Partners
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order
20 January 2009
Respondents:  706166 Alberta Ltd., Bradley Corporate Services Ltd., Michael Cody, Lorne Drever, Locate Technologies Inc., Donald Nason, Harry Niles, Tubtron Controls Corp.
Applicants: NBSC
Order
20 January 2009
Respondents: Sang Park
Applicants: Staff of the Commission / Membres du personnel de la Commission
Reasons for Decision
19 January 2009
Respondents: George Wayne MALLETT
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order
12 January 2009
Respondents:  Berrie White Capital Corporation, Matthew White
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order
11 December 2008
Respondents:  First Alliance Management Inc., Ted Freedman
Applicants: Staff of the Commission / Membres du personnel de la Commission
Reasons for Decision
12 November 2008
Respondents:  Legacy Associates Inc.
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order
04 November 2008
Respondents:  706166 Alberta Ltd., Bradley Corporate Services Ltd., Michael Cody, Lorne Drever, Locate Technologies Inc., Donald Nason, Harry Niles, Tubtron Controls Corp.
Applicants: NBSC
Order
03 November 2008
Respondents:  First Alliance Management Inc., Ted Freedman
Applicants: Staff of the Commission / Membres du personnel de la Commission
Cease Trade Order
29 October 2008
Respondents:  706166 Alberta Ltd., Bradley Corporate Services Ltd., Michael Cody, Lorne Drever, Locate Technologies Inc., Donald Nason, Harry Niles, Tubtron Controls Corp.
Applicants: NBSC
Reasons for Decision
24 October 2008
Respondents:  First Alliance Management Inc., Ted Freedman
Applicants: Staff of the Commission / Membres du personnel de la Commission
Ex Parte Temporary Order
20 October 2008
Respondents:  Global Energy Group Ltd., New Gold Limited Partnerships
Applicants: Staff of the Commission / Membres du personnel de la Commission
Reasons for Decision
08 September 2008
Respondents:  Global Petroleum Strategies LLC, Petroleum Unlimited LLC, Aurora Escrow Services LLC, Roger A. Kimmel Jr.
Applicants: Staff of the Commission / Membres du personnel de la Commission
Reasons for Decision
27 August 2008
Respondents:  Global Energy Group Ltd., New Gold Limited Partnerships
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order
25 August 2008
Respondents: Sang Park
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order
25 August 2008
Respondents:  706166 Alberta Ltd., Bradley Corporate Services Ltd., Michael Cody, Lorne Drever, Locate Technologies Inc., Donald Nason, Harry Niles, Tubtron Controls Corp.
Applicants: NBSC
Order
20 August 2008
Respondents:  Global Petroleum Strategies LLC, Petroleum Unlimited LLC, Aurora Escrow Services LLC, Roger A. Kimmel Jr.
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order
20 August 2008
Respondents:  Malsbury Investment Corporation, Shayne Lorne Malsbury
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order
21 July 2008
Respondents: Ronald J. Fulton, Robert E. Lane, James H. Oagles, Jeannie Tracy, Wealth Pools International Inc.
Applicants: Staff of the Commission / Membres du personnel de la Commission
Reasons for Decision
21 July 2008
Respondents: Ronald J. Fulton, Robert E. Lane, James H. Oagles, Jeannie Tracy, Wealth Pools International Inc.
Applicants: Staff of the Commission / Membres du personnel de la Commission
Reasons for Decision
21 July 2008
Respondents: Ronald J. Fulton, Robert E. Lane, James H. Oagles, Jeannie Tracy, Wealth Pools International Inc.
Applicants: Staff of the Commission / Membres du personnel de la Commission
Reasons for Decision
14 July 2008
Respondents:  Ad Capital U.S. Inc., AdCapital Industries Inc., Adis Golic
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order
19 June 2008
Respondents:  Goldpoint Resources Corporation, Lino Novielli, Brian Moloney, Evanna Tomeli, Robert Black, Richard Wylie, Jack Anderson, Jim Corcoran
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order
30 May 2008
Respondents:  First Global Ventures S.A., Al Grossman, Alan Marsh Shuman
Applicants: Staff of the Commission / Membres du personnel de la Commission
Decision on Administrative Penalties and Costs
28 May 2008
Respondents:  Goldpoint Resources Corporation, Lino Novielli, Brian Moloney, Evanna Tomeli, Robert Black, Richard Wylie, Jack Anderson, Jim Corcoran
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order
12 May 2008
Respondents:  Goldpoint Resources Corporation, Lino Novielli, Brian Moloney, Evanna Tomeli, Robert Black, Richard Wylie, Jack Anderson, Jim Corcoran
Applicants: Staff of the Commission / Membres du personnel de la Commission
Ex-parte Temporary Order
11 April 2008
Respondents:  706166 Alberta Ltd., Bradley Corporate Services Ltd., Michael Cody, Lorne Drever, Locate Technologies Inc., Donald Nason, Harry Niles, Tubtron Controls Corp.
Applicants: NBSC
Order
10 April 2008
Respondents:  706166 Alberta Ltd., Bradley Corporate Services Ltd., Michael Cody, Lorne Drever, Locate Technologies Inc., Donald Nason, Harry Niles, Tubtron Controls Corp.
Applicants: NBSC
Order
27 March 2008
Respondents: Ronald J. Fulton, Robert E. Lane, James H. Oagles, Jeannie Tracy, Wealth Pools International Inc.
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order
26 March 2008
Respondents: Ronald J. Fulton, Robert E. Lane, James H. Oagles, Jeannie Tracy, Wealth Pools International Inc.
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order
26 March 2008
Respondents: Ronald J. Fulton, Robert E. Lane, James H. Oagles, Jeannie Tracy, Wealth Pools International Inc.
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order
26 March 2008
Respondents: Ronald J. Fulton, Robert E. Lane, James H. Oagles, Jeannie Tracy, Wealth Pools International Inc.
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order
26 March 2008
Respondents: Ronald J. Fulton, Robert E. Lane, James H. Oagles, Jeannie Tracy, Wealth Pools International Inc.
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order
21 February 2008
Respondents:  First Global Ventures S.A., Al Grossman, Alan Marsh Shuman
Applicants: Staff of the Commission / Membres du personnel de la Commission
Reasons for Decision
17 December 2007
Respondents:  Al-Tar Energy Corp., Alberta Energy Corp., Eric O'Brien, Julian Sylvester
Applicants: Staff of the Commission / Membres du personnel de la Commission
Reasons for Decision
22 October 2007
Respondents:  Meisner Inc. S.A., Meisner Corporation, Meisner Incorporated, Jorge Vizcarra, George Dizcarra
Applicants: Staff of the Commission / Membres du personnel de la Commission
Reasons for Decision
15 October 2007
Respondents:  706166 Alberta Ltd., Bradley Corporate Services Ltd., Michael Cody, Lorne Drever, Locate Technologies Inc., Donald Nason, Harry Niles, Tubtron Controls Corp.
Applicants: NBSC
Order
15 October 2007
Respondents:  706166 Alberta Ltd., Bradley Corporate Services Ltd., Michael Cody, Lorne Drever, Locate Technologies Inc., Donald Nason, Harry Niles, Tubtron Controls Corp.
Applicants: NBSC
Consent Order
15 October 2007
Respondents:  Al-Tar Energy Corp., Alberta Energy Corp., Eric O'Brien, Julian Sylvester
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order
09 October 2007
Respondents:  University Lab Technologies Inc., University Health Industries Inc., Andrew Werner, George Theodoropoulos, PriceWarner Financial LLC
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order
09 October 2007
Respondents:  Saxon Financial Services Ltd., Saxon Consultants Ltd., Sean Wilson, Justin Praamsma, Conrad Praamsma, Todd Young, Merchant Capital Markets S.A.
Applicants: Staff of the Commission / Membres du personnel de la Commission
Reasons for Decision
24 September 2007
Respondents:  University Lab Technologies Inc., University Health Industries Inc., Andrew Werner, George Theodoropoulos, PriceWarner Financial LLC
Applicants: Staff of the Commission / Membres du personnel de la Commission
Ex Parte Temporary Order
17 August 2007
Respondents:  Limelight Capital Management Ltd., Limelight Entertainment Inc., Al Grossman, Tom Mezinski, Hanoch Ulfan, Carlos da Silva, David Campbell
Applicants: Staff of the Commission / Membres du personnel de la Commission
Reasons for Decision
02 August 2007
Respondents:  Meisner Inc. S.A., Meisner Corporation, Meisner Incorporated, Jorge Vizcarra, George Dizcarra
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order
27 July 2007
Respondents:  Meisner Inc. S.A., Meisner Corporation, Meisner Incorporated, Jorge Vizcarra, George Dizcarra
Applicants: Staff of the Commission / Membres du personnel de la Commission
Temporary Order
27 July 2007
Respondents:  Saxon Financial Services Ltd., Saxon Consultants Ltd., Sean Wilson, Justin Praamsma, Conrad Praamsma, Todd Young, Merchant Capital Markets S.A.
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order
13 July 2007
Respondents:  Saxon Financial Services Ltd., Saxon Consultants Ltd., Sean Wilson, Justin Praamsma, Conrad Praamsma, Todd Young, Merchant Capital Markets S.A.
Applicants: Staff of the Commission / Membres du personnel de la Commission
Temporary Order
02 May 2007
Respondents:  First Global Ventures S.A., Al Grossman, Alan Marsh Shuman
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order
01 May 2007
Respondents: David Baskin, Baskin Financial Services Inc.
Applicants: Staff of the Commission / Membres du personnel de la Commission
Reasons for Decision
01 May 2007
Respondents: David Baskin, Baskin Financial Services Inc.
Applicants: Staff of the Commission / Membres du personnel de la Commission
Consent Order
12 April 2007
Respondents:  First Global Ventures S.A., Al Grossman, Alan Marsh Shuman
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order
26 February 2007
Respondents: James K. Hanley
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order and Settlement Agreement
15 January 2007
Respondents:  Jabez Financial Services Inc., JFS Credit Union, Keith Haley, Normand LeBlanc, Quintin Sponagle
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order
11 January 2007
Respondents:  Jabez Financial Services Inc., JFS Credit Union, Keith Haley, Normand LeBlanc, Quintin Sponagle
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order
21 December 2006
Respondents: James K. Hanley
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order
21 December 2006
Respondents:  Jabez Financial Services Inc., JFS Credit Union, Keith Haley, Normand LeBlanc, Quintin Sponagle
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order
21 December 2006
Respondents:  Jabez Financial Services Inc., JFS Credit Union, Keith Haley, Normand LeBlanc, Quintin Sponagle
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order
13 December 2006
Respondents:  Jabez Financial Services Inc., JFS Credit Union, Keith Haley, Normand LeBlanc, Quintin Sponagle
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order
12 December 2006
Respondents:  Maitland Capital Ltd., Al Grossman, Hanoch Ulfan, Steve Lanys, Jack Travin, Leonard Waddingham, Saul Messinger, Kim Wadhwani
Applicants: Staff of the Commission / Membres du personnel de la Commission
Consent Order
27 November 2006
Respondents:  First Global Ventures S.A., Al Grossman, Alan Marsh Shuman
Applicants: Staff of the Commission / Membres du personnel de la Commission
Consent Order
30 October 2006
Respondents:  Jabez Financial Services Inc., JFS Credit Union, Keith Haley, Normand LeBlanc, Quintin Sponagle
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order
20 October 2006
Respondents:  Jabez Financial Services Inc., JFS Credit Union, Keith Haley, Normand LeBlanc, Quintin Sponagle
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order
11 October 2006
Respondents:  Maitland Capital Ltd., Al Grossman, Hanoch Ulfan, Steve Lanys, Jack Travin, Leonard Waddingham, Saul Messinger, Kim Wadhwani
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order
06 October 2006
Respondents:  Limelight Capital Management Ltd., Limelight Entertainment Inc., Al Grossman, Tom Mezinski, Hanoch Ulfan, Carlos da Silva, David Campbell
Applicants: Staff of the Commission / Membres du personnel de la Commission
Consent Order
24 August 2006
Respondents:  Maitland Capital Ltd., Al Grossman, Hanoch Ulfan, Steve Lanys, Jack Travin, Leonard Waddingham, Saul Messinger, Kim Wadhwani
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order
14 June 2006
Respondents:  Limelight Capital Management Ltd., Limelight Entertainment Inc., Al Grossman, Tom Mezinski, Hanoch Ulfan, Carlos da Silva, David Campbell
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order
14 June 2006
Respondents:  First Global Ventures S.A., Al Grossman, Alan Marsh Shuman
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order
24 May 2006
Respondents:  First Global Ventures S.A., Al Grossman, Alan Marsh Shuman
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order
24 May 2006
Respondents:  First Global Ventures S.A., Al Grossman, Alan Marsh Shuman
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order
24 May 2006
Respondents:  Maitland Capital Ltd., Al Grossman, Hanoch Ulfan, Steve Lanys, Jack Travin, Leonard Waddingham, Saul Messinger, Kim Wadhwani
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order
11 May 2006
Respondents:  First Global Ventures S.A., Al Grossman, Alan Marsh Shuman
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order
26 April 2006
Respondents:  Limelight Capital Management Ltd., Limelight Entertainment Inc., Al Grossman, Tom Mezinski, Hanoch Ulfan, Carlos da Silva, David Campbell
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order
25 April 2006
Respondents: Alain Brien
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order
11 April 2006
Respondents:  Limelight Capital Management Ltd., Limelight Entertainment Inc., Al Grossman, Tom Mezinski, Hanoch Ulfan, Carlos da Silva, David Campbell
Applicants: Staff of the Commission / Membres du personnel de la Commission
Temporary Cease Trade Order
11 April 2006
Respondents:  Maitland Capital Ltd., Al Grossman, Hanoch Ulfan, Steve Lanys, Jack Travin, Leonard Waddingham, Saul Messinger, Kim Wadhwani
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order
31 March 2006
Respondents:  Maitland Capital Ltd., Al Grossman, Hanoch Ulfan, Steve Lanys, Jack Travin, Leonard Waddingham, Saul Messinger, Kim Wadhwani
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order
19 January 2006
Respondents:  Investors Group Financial Services Inc.
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order
19 January 2006
Respondents:  Investors Group Financial Services Inc.
Applicants: Staff of the Commission / Membres du personnel de la Commission
Reasons for Decision
09 September 2005
Respondents: Vincent LaCroix
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order
31 August 2005
Respondents:  OptionsXpress Inc.
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order and Settlement Agreement
29 August 2005
Respondents: Vincent LaCroix
Applicants: Staff of the Commission / Membres du personnel de la Commission
Temporary Order (Executive Director)
16 May 2005
Respondents:  Fundy Minerals Ltd.
Applicants: Staff of the Commission / Membres du personnel de la Commission
Temporary Order
16 May 2005
Respondents:  Portus Alternative Asset Management Inc., Boaz Manor
Applicants: Staff of the Commission / Membres du personnel de la Commission
Extension Order
16 May 2005
Respondents:  Fundy Minerals Ltd.
Applicants: Staff of the Commission / Membres du personnel de la Commission
Decision and Order
15 February 2005
Respondents:  Portus Alternative Asset Management Inc., Boaz Manor
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order
15 February 2005
Respondents:  Portus Alternative Asset Management Inc.
Applicants: Staff of the Commission / Membres du personnel de la Commission
Temporary Order
15 February 2005
Respondents: Mark Edward Valentine
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order
15 February 2005
Respondents:  Manulife Securities International Ltd.
Applicants: Staff of the Commission / Membres du personnel de la Commission
Order and Settlement Agreement
15 February 2005
Respondents:  Manulife Securities International Ltd.
Applicants: Staff of the Commission / Membres du personnel de la Commission
Reasons for Decision
31 March 2004
Respondents:  Bradley Corporate Services Ltd., Lorne Drever, Locate Technologies Inc., Harry Niles, Tubtron Controls Corp., 500988 N.B. Ltd.
Applicants: Securities Administration Branch
Order
14 August 2003
Respondents:  Jones Heward Investment Counsel Inc
Applicants: Securities Administration Branch
Order
26 April 2002
Respondents: Emile Joseph Arsenault, Education Fund Services Inc
Applicants: Securities Administration Branch
Order and Decision
21 March 2002
Respondents:  IPC Investment Corporation
Applicants: Securities Administration Branch
Order
13 November 2001
Respondents:  Regal Capital Planners Ltd.
Applicants: Securities Administration Branch
Order
02 August 2001
Respondents:  Balanced Planning Investments Corporation
Applicants: Securities Administration Branch
Order
13 July 2001
Respondents:  MacDougall, MacDougall & MacTier Inc.
Applicants: Securities Administration Branch
Order
22 March 2001
Respondents: Gordon Arthur Bond, Regal Capital Planners Ltd.
Applicants: Securities Administration Branch
Decision
26 February 2001
Respondents:  Heritage Financial Services Inc.
Applicants: Securities Administration Branch
Order
11 January 2001
Respondents:  CMG - Worldsource Financial Services Inc.
Applicants: Securities Administration Branch
Order
11 January 2001
Respondents:  National Bank Financial Inc.
Applicants: Securities Administration Branch
Order
25 February 1998
Respondents: Bruce R.H. Logan
Applicants: Securities Administration Branch
Decision and Order
18 December 1997
Respondents: Brian Lund
Applicants: Securities Administration Branch
Order
18 December 1997
Respondents: Paul Wilson, Fortune Investment Corp.
Applicants: Securities Administration Branch
Order
24 October 1997
Respondents: Earle M. Smith
Applicants: Securities Administration Branch
Decision and Order
22 October 1997
Respondents: Scott C. Armstrong
Applicants: Securities Administration Branch
Decision and Order
06 December 1996
Respondents: Jean-Marc Vienneau, Midland Walwyn Capital Inc.
Applicants: Securities Administration Branch
Decision
24 May 1996
Respondents: Kenneth Layden, Regal Capital Planners Ltd.
Applicants: Securities Administration Branch
Decision
10 September 1995
Respondents: Reginald Roussel, Investors Group Financial Services Inc.
Applicants: Securities Administration Branch
Decision and Order
23 March 1993
Respondents: Janet Miller, Canadian American Financial Corporation
Applicants: Securities Administration Branch
Decision
15 February 1993
Respondents: Gerard Lizotte, Canadian American Financial Corporation
Applicants: Securities Administration Branch
Decision
18 October 1992
Respondents: Normand Shott
Applicants: Securities Administration Branch
Decision
22 September 1992
Respondents:  PFSL Investments Canada Limited, Donald Campbell
Applicants: Securities Administration Branch
Order
08 September 1992
Respondents:  Money Concepts Group Capital Corp.
Applicants: Securities Administration Branch
Decision
23 July 1992
Respondents: Donald MacKay
Applicants: Securities Administration Branch
Order
23 July 1992
Respondents: Fernand Robichaud
Applicants: Securities Administration Branch
Order
22 June 1992
Respondents: Ulysse Kerry
Applicants: Securities Administration Branch
Order
03 June 1992
Respondents: Clyde Woodworth
Applicants: Securities Administration Branch
Decision and Reasons
13 February 1992
Respondents: Harold Killiam
Applicants: Securities Administration Branch
Order
13 February 1992
Respondents: Edward MacDermaid
Applicants: Securities Administration Branch
Order
13 February 1992
Respondents: Lowell Loveday
Applicants: Securities Administration Branch
Order
13 February 1992
Respondents: Burton Folkins
Applicants: Securities Administration Branch
Order
17 September 1991
Respondents: André Quéré
Applicants: Securities Administration Branch
Decision and Reasons
14 June 1991
Respondents: John Doucet
Applicants: Securities Administration Branch
Decision and Reasons
06 February 1991
Respondents: Ronald Woodman
Applicants: Securities Administration Branch
Decision and Reasons
31 January 1991
Respondents: Richard Law
Applicants: Securities Administration Branch
Decision and Reasons
19 December 1990
Respondents: Peta Shaughn Drummond
Applicants: Securities Administration Branch
Decision and reasons