Instruments Out For Public Comment


This section lists all of the rules which are currently out for public comment. For security reasons, you will need to obtain a security code from FCNB for submitting your comments.  Click here for a security code.

21-101Marketplace Operation
 CSA Staff Notice and Request for Comment 21-323 Proposal for Mandatory Post-Trade Transparency of Trades in Government Debt Securities, Expanded Transparency of Trades in Corporate Debt Securities 24 May 201829 August 2018Comments
31-103Registration Requirements, Exemptions and Ongoing Registrant Obligations
 CSA Notice and Request for Comment Proposed Amendments to National Instrument 31-103 Reforms to Enhance the Client-Registrant Relationship21 June 201819 October 2018Comments
93-101Proposed National Instrument 93-101 Derivatives: Business Conduct
 CSA Notice and Second Request for Comment Proposed NI 93-10114 June 201817 September 2018Comments