This section contains Notices of Hearings, Statements of Allegations, Orders, Decisions and other documents in relation to proceedings before the Commission.

500988 N.B. Ltd.
	31 March 2004	Order
706166 Alberta Ltd.
	03 July 2009	Reasons for Decision
	03 April 2009	Order
	17 March 2009	Order
	10 March 2009	Reasons for Decision
	20 January 2009	Order
	04 November 2008	Second Consolidated and Amended Notice of Hearing
	04 November 2008	Order
	29 October 2008	Reasons for Decision
	29 October 2008	Settlement Agreement
	23 October 2008	Second Amended Statement of Allegations
	16 September 2008	Notice of Hearing
	25 August 2008	Order
	15 August 2008	Settlement Agreement
	02 June 2008	Amended Statement of Allegations
	21 April 2008	Notice of Hearing
	11 April 2008	Order
	10 April 2008	Order
	19 March 2008	Notice of Motion
	14 March 2008	Statement of Allegations
	15 October 2007	Consent Order
	15 October 2007	Order
	14 September 2007	Notice of Hearing
Ad Capital U.S. Inc.
	19 August 2008	Reasons for Decision
	14 July 2008	Order
Adams, Barry
	27 July 2009	Reasons for Decision
	20 April 2009	Order
	18 March 2009	Settlement Agreement
	17 March 2009	Notice of Settlement Hearing
AdCapital Industries Inc.
	19 August 2008	Reasons for Decision
	14 July 2008	Order
Aegon Dealer Services Canada Inc.
	30 September 2003	Settlement Agreement
Al-Tar Energy Corp.
	17 December 2007	Reasons for Decision
	15 October 2007	Order
Alberta Energy Corp.
	17 December 2007	Reasons for Decision
	15 October 2007	Order
Anderson, Jack
	30 April 2009	Order
	09 April 2009	Amended Notice of Motion
	30 March 2009	Notice of Hearing
	16 February 2009	Motion
	19 June 2008	Order
	28 May 2008	Order
	15 May 2008	Notice of Hearing
	15 May 2008	Statement of Allegations
	12 May 2008	Ex-parte Temporary Order
Armstrong, Scott C.
	22 October 1997	Decision and Order
Arsenault, Emile Joseph
	26 April 2002	Order and Decision
Assante Financial Management Ltd.
	20 May 2009	Order
	17 April 2009	Notice of Settlement Hearing
	15 April 2009	Settlement Agreement
Aurora Escrow Services LLC
	08 September 2008	Reasons for Decision
	20 August 2008	Order
Balanced Planning Investments Corporation
	02 August 2001	Order
Baskin, David
	01 May 2007	Consent Order
	01 May 2007	Reasons for Decision
	12 April 2007	Statement of Allegations
Baskin Financial Services Inc.
	01 May 2007	Consent Order
	01 May 2007	Reasons for Decision
	12 April 2007	Statement of Allegations
Berrie White Capital Corporation
	12 January 2009	Order
	06 January 2009	Settlement Agreement
	21 November 2008	Consolidated Amended Notice of Hearing
	23 October 2008	Notice of Hearing
	15 October 2008	Statement of Allegations
Black, Robert
	30 April 2009	Order
	09 April 2009	Amended Notice of Motion
	30 March 2009	Notice of Hearing
	16 February 2009	Motion
	19 June 2008	Order
	28 May 2008	Order
	15 May 2008	Notice of Hearing
	15 May 2008	Statement of Allegations
	12 May 2008	Ex-parte Temporary Order
Bond, Gordon Arthur
	22 March 2001	Decision
Bosse, Jules
	21 September 2009	Order
	21 September 2009	Order
	21 September 2009	Order
	20 August 2009	Notice of Motion
	19 August 2009	Motion
Bradley Corporate Services Ltd.
	03 July 2009	Reasons for Decision
	03 April 2009	Order
	17 March 2009	Order
	10 March 2009	Reasons for Decision
	20 January 2009	Order
	04 November 2008	Second Consolidated and Amended Notice of Hearing
	04 November 2008	Order
	29 October 2008	Reasons for Decision
	29 October 2008	Settlement Agreement
	23 October 2008	Second Amended Statement of Allegations
	16 September 2008	Notice of Hearing
	25 August 2008	Order
	15 August 2008	Settlement Agreement
	02 June 2008	Amended Statement of Allegations
	21 April 2008	Notice of Hearing
	11 April 2008	Order
	10 April 2008	Order
	19 March 2008	Notice of Motion
	14 March 2008	Statement of Allegations
	15 October 2007	Consent Order
	15 October 2007	Order
	14 September 2007	Notice of Hearing
	31 March 2004	Order
Briand, Craig D.
	08 January 2010	Order
	29 October 2009	Notice of Hearing
	19 October 2009	Statement of Allegations
Briand, Harrison & Associates Corporation
	08 January 2010	Order
	29 October 2009	Notice of Hearing
	19 October 2009	Statement of Allegations
Brien, Alain
	25 April 2006	Order
	25 April 2006	Reasons for Decision
	24 April 2006	Settlement Agreement
	01 March 2006	Notice of Hearing
Campbell, David
	17 August 2007	Reasons for Decision
	04 May 2007	Consolidated Amended Statement of Allegations
	27 March 2007	Consolidated Amended Notice of Hearing
	06 October 2006	Consent Order
	14 June 2006	Order
	02 June 2006	Supplementary Notice of Hearing
	01 June 2006	Supplementary Statement of Allegations
	26 April 2006	Order
	20 April 2006	Statement of Allegations
	20 April 2006	Notice of Hearing
	11 April 2006	Temporary Cease Trade Order
Campbell, Donald
	22 September 1992	Order
Canadian American Financial Corporation
	23 March 1993	Decision
	15 February 1993	Decision
Centre de Traitement D'Information de Credit (C.T.I.C. Inc) DBA as Groupe Financier CTIC
	14 April 2009	Order
	19 March 2009	Notice of Hearing
	05 March 2009	Motion
CITCAP Groupe Financier Inc.
	14 April 2009	Order
	19 March 2009	Notice of Hearing
	05 March 2009	Motion
CMG - Worldsource Financial Services Inc.
	11 January 2001	Order
Cody, Michael
	03 July 2009	Reasons for Decision
	03 April 2009	Order
	17 March 2009	Order
	10 March 2009	Reasons for Decision
	20 January 2009	Order
	04 November 2008	Second Consolidated and Amended Notice of Hearing
	04 November 2008	Order
	29 October 2008	Reasons for Decision
	29 October 2008	Settlement Agreement
	23 October 2008	Second Amended Statement of Allegations
	16 September 2008	Notice of Hearing
	25 August 2008	Order
	15 August 2008	Settlement Agreement
	02 June 2008	Amended Statement of Allegations
	21 April 2008	Notice of Hearing
	11 April 2008	Order
	10 April 2008	Order
	19 March 2008	Notice of Motion
	14 March 2008	Statement of Allegations
	15 October 2007	Consent Order
	15 October 2007	Order
	14 September 2007	Notice of Hearing
Corcoran, Jim
	30 April 2009	Order
	09 April 2009	Amended Notice of Motion
	30 March 2009	Notice of Hearing
	16 February 2009	Motion
	19 June 2008	Order
	28 May 2008	Order
	15 May 2008	Notice of Hearing
	15 May 2008	Statement of Allegations
	12 May 2008	Ex-parte Temporary Order
da Silva, Carlos
	17 August 2007	Reasons for Decision
	04 May 2007	Consolidated Amended Statement of Allegations
	27 March 2007	Consolidated Amended Notice of Hearing
	06 October 2006	Consent Order
	14 June 2006	Order
	02 June 2006	Supplementary Notice of Hearing
	01 June 2006	Supplementary Statement of Allegations
	26 April 2006	Order
	20 April 2006	Statement of Allegations
	20 April 2006	Notice of Hearing
	11 April 2006	Temporary Cease Trade Order
Dizcarra, George
	22 October 2007	Reasons for Decision
	02 August 2007	Order
	30 July 2007	Statement of Allegations
	30 July 2007	Notice of Hearing
	27 July 2007	Temporary Order
Doucet, John
	14 June 1991	Decision and Reasons
Drapeau, Armel
	21 September 2009	Order
	21 September 2009	Order
	21 September 2009	Order
	20 August 2009	Notice of Motion
	19 August 2009	Motion
Drever, Lorne
	03 July 2009	Reasons for Decision
	03 April 2009	Order
	17 March 2009	Order
	10 March 2009	Reasons for Decision
	20 January 2009	Order
	04 November 2008	Second Consolidated and Amended Notice of Hearing
	04 November 2008	Order
	29 October 2008	Reasons for Decision
	29 October 2008	Settlement Agreement
	23 October 2008	Second Amended Statement of Allegations
	16 September 2008	Notice of Hearing
	25 August 2008	Order
	15 August 2008	Settlement Agreement
	02 June 2008	Amended Statement of Allegations
	21 April 2008	Notice of Hearing
	11 April 2008	Order
	10 April 2008	Order
	19 March 2008	Notice of Motion
	14 March 2008	Statement of Allegations
	15 October 2007	Consent Order
	15 October 2007	Order
	14 September 2007	Notice of Hearing
	31 March 2004	Order
Drummond, Peta Shaughn
	19 December 1990	Decision and reasons
Education Fund Services Inc
	26 April 2002	Order and Decision
Emond, Pierre
	21 September 2009	Order
	21 September 2009	Order
	21 September 2009	Order
	20 August 2009	Notice of Motion
	19 August 2009	Motion
First Alliance Management Inc.
	11 December 2008	Reasons for Decision
	03 November 2008	Cease Trade Order
	24 October 2008	Ex Parte Temporary Order
	24 October 2008	Notice of Hearing
	21 October 2008	Statement of Allegations
First Global Ventures S.A.
	30 May 2008	Decision on Administrative Penalties and Costs
	21 February 2008	Reasons for Decision
	02 May 2007	Order
	12 April 2007	Order
	27 November 2006	Consent Order
	01 November 2006	Supplementary Notice of Hearing
	30 October 2006	Amended Statement of Allegation
	14 June 2006	Order
	24 May 2006	Order
	24 May 2006	Order
	12 May 2006	Statement of Allegations
	12 May 2006	Notice of Hearing
	11 May 2006	Order
Folkins, Burton
	13 February 1992	Order
Fortune Investment Corp.
	18 December 1997	Order
Freedman, Ted
	11 December 2008	Reasons for Decision
	03 November 2008	Cease Trade Order
	24 October 2008	Ex Parte Temporary Order
	24 October 2008	Notice of Hearing
	21 October 2008	Statement of Allegations
Fulton, Ronald J.
	21 July 2008	Reasons for Decision
	21 July 2008	Reasons for Decision
	21 July 2008	Reasons for Decision
	27 March 2008	Order
	26 March 2008	Order
	26 March 2008	Order
	26 March 2008	Order
	26 March 2008	Order
	02 January 2008	Notice of Hearing
	20 December 2007	Statement of Allegations
Fundy Minerals Ltd.
	16 May 2005	Decision and Order
	16 May 2005	Temporary Order
Gauthier, Patrick
	14 April 2009	Order
	19 March 2009	Notice of Hearing
	05 March 2009	Motion
Global Energy Group Ltd.
	20 October 2008	Reasons for Decision
	27 August 2008	Order
Global Petroleum Strategies LLC
	08 September 2008	Reasons for Decision
	20 August 2008	Order
Goldpoint Resources Corporation
	30 April 2009	Order
	09 April 2009	Amended Notice of Motion
	30 March 2009	Notice of Hearing
	16 February 2009	Motion
	19 June 2008	Order
	28 May 2008	Order
	15 May 2008	Notice of Hearing
	15 May 2008	Statement of Allegations
	12 May 2008	Ex-parte Temporary Order
Golic, Adis
	19 August 2008	Reasons for Decision
	14 July 2008	Order
Grossman, Al
	30 May 2008	Decision on Administrative Penalties and Costs
	21 February 2008	Reasons for Decision
	17 August 2007	Reasons for Decision
	04 May 2007	Consolidated Amended Statement of Allegations
	02 May 2007	Order
	12 April 2007	Order
	27 March 2007	Consolidated Amended Notice of Hearing
	12 December 2006	Consent Order
	27 November 2006	Consent Order
	01 November 2006	Supplementary Notice of Hearing
	30 October 2006	Amended Statement of Allegation
	11 October 2006	Order
	06 October 2006	Consent Order
	24 August 2006	Order
	14 June 2006	Order
	14 June 2006	Order
	02 June 2006	Supplementary Notice of Hearing
	01 June 2006	Supplementary Statement of Allegations
	24 May 2006	Order
	24 May 2006	Order
	24 May 2006	Order
	12 May 2006	Statement of Allegations
	12 May 2006	Notice of Hearing
	11 May 2006	Order
	26 April 2006	Order
	20 April 2006	Statement of Allegations
	20 April 2006	Notice of Hearing
	11 April 2006	Order
	11 April 2006	Temporary Cease Trade Order
	31 March 2006	Order
	29 March 2006	Notice of Hearing
	28 March 2006	Statement of Allegations
Haley, Keith
	15 January 2007	Order
	11 January 2007	Order
	21 December 2006	Order
	21 December 2006	Order
	13 December 2006	Order
	30 October 2006	Order
	24 October 2006	Notice of Hearing
	24 October 2006	Statement of Allegations
	20 October 2006	Order
Hanley, James K.
	26 February 2007	Reasons for Decision
	26 February 2007	Order and Settlement Agreement
	21 December 2006	Order
	03 October 2006	Notice of Hearing
	02 October 2006	Statement of Allegations
Harrison, Stephen V.
	08 January 2010	Order
	29 October 2009	Notice of Hearing
	19 October 2009	Statement of Allegations
Heritage Financial Services Inc.
	26 February 2001	Order
Intercontinental Trading Group S.A.
	23 December 2009	Reasons for Decision
	18 November 2009	Order
	09 November 2009	Notice of Hearing
	03 November 2009	Order
Investors Group Financial Services Inc.
	01 March 2006	Statement of Allegations
	19 January 2006	Reasons for Decision
	19 January 2006	Order
	12 January 2006	Settlement Agreement
	09 January 2006	Notice of Hearing
	06 January 2006	Statement of Allegations
	10 September 1995	Decision and Order
IPC Investment Corporation
	21 March 2002	Order
Jabez Financial Services Inc.
	15 January 2007	Order
	11 January 2007	Order
	21 December 2006	Order
	21 December 2006	Order
	13 December 2006	Order
	30 October 2006	Order
	24 October 2006	Notice of Hearing
	24 October 2006	Statement of Allegations
	20 October 2006	Order
Jarislowsky Fraser Limited
	15 June 2004	Settlement Agreement
JFS Credit Union
	15 January 2007	Order
	11 January 2007	Order
	21 December 2006	Order
	21 December 2006	Order
	13 December 2006	Order
	30 October 2006	Order
	24 October 2006	Notice of Hearing
	24 October 2006	Statement of Allegations
	20 October 2006	Order
Jones Heward Investment Counsel Inc
	14 August 2003	Order
Kerry, Ulysse
	22 June 1992	Order
Killiam, Harold
	13 February 1992	Order
Kimmel Jr., Roger A.
	08 September 2008	Reasons for Decision
	20 August 2008	Order
LaCroix, Vincent
	09 September 2005	Order
	29 August 2005	Temporary Order (Executive Director)
Lane, Robert E.
	21 July 2008	Reasons for Decision
	21 July 2008	Reasons for Decision
	21 July 2008	Reasons for Decision
	27 March 2008	Order
	26 March 2008	Order
	26 March 2008	Order
	26 March 2008	Order
	26 March 2008	Order
	02 January 2008	Notice of Hearing
	20 December 2007	Statement of Allegations
Lanys, Steve
	12 December 2006	Consent Order
	11 October 2006	Order
	24 August 2006	Order
	24 May 2006	Order
	11 April 2006	Order
	31 March 2006	Order
	29 March 2006	Notice of Hearing
	28 March 2006	Statement of Allegations
Law, Richard
	31 January 1991	Decision and Reasons
Layden, Kenneth
	24 May 1996	Decision
LeBlanc, Normand
	15 January 2007	Order
	11 January 2007	Order
	21 December 2006	Order
	21 December 2006	Order
	13 December 2006	Order
	30 October 2006	Order
	24 October 2006	Notice of Hearing
	24 October 2006	Statement of Allegations
	20 October 2006	Order
Legacy Associates Inc.
	23 March 2009	Reasons for Decision
	12 November 2008	Order
	06 November 2008	Settlement Agreement
	09 October 2008	Notice of Hearing
	07 October 2008	Statement of Allegations
Limelight Capital Management Ltd.
	17 August 2007	Reasons for Decision
	04 May 2007	Consolidated Amended Statement of Allegations
	27 March 2007	Consolidated Amended Notice of Hearing
	06 October 2006	Consent Order
	14 June 2006	Order
	02 June 2006	Supplementary Notice of Hearing
	01 June 2006	Supplementary Statement of Allegations
	26 April 2006	Order
	20 April 2006	Statement of Allegations
	20 April 2006	Notice of Hearing
	11 April 2006	Temporary Cease Trade Order
Limelight Entertainment Inc.
	17 August 2007	Reasons for Decision
	04 May 2007	Consolidated Amended Statement of Allegations
	27 March 2007	Consolidated Amended Notice of Hearing
	06 October 2006	Consent Order
	14 June 2006	Order
	02 June 2006	Supplementary Notice of Hearing
	01 June 2006	Supplementary Statement of Allegations
	26 April 2006	Order
	20 April 2006	Statement of Allegations
	20 April 2006	Notice of Hearing
	11 April 2006	Temporary Cease Trade Order
Lizotte, Gerard
	15 February 1993	Decision
Locate Technologies Inc.
	09 December 2009	Order
	27 October 2009	Notice of Hearing/Motion
	03 July 2009	Reasons for Decision
	03 April 2009	Order
	17 March 2009	Order
	10 March 2009	Reasons for Decision
	20 January 2009	Order
	04 November 2008	Second Consolidated and Amended Notice of Hearing
	04 November 2008	Order
	29 October 2008	Reasons for Decision
	29 October 2008	Settlement Agreement
	23 October 2008	Second Amended Statement of Allegations
	16 September 2008	Notice of Hearing
	25 August 2008	Order
	15 August 2008	Settlement Agreement
	02 June 2008	Amended Statement of Allegations
	21 April 2008	Notice of Hearing
	11 April 2008	Order
	10 April 2008	Order
	19 March 2008	Notice of Motion
	14 March 2008	Statement of Allegations
	15 October 2007	Consent Order
	15 October 2007	Order
	14 September 2007	Notice of Hearing
	31 March 2004	Order
Logan, Bruce R.H.
	25 February 1998	Decision and Order
Loveday, Lowell
	13 February 1992	Order
Lund, Brian
	18 December 1997	Order
MacDermaid, Edward
	13 February 1992	Order
MacDougall, MacDougall & MacTier Inc.
	13 July 2001	Order
MacKay, Donald
	23 July 1992	Order
Maitland Capital Ltd.
	12 December 2006	Consent Order
	11 October 2006	Order
	24 August 2006	Order
	24 May 2006	Order
	11 April 2006	Order
	31 March 2006	Order
	29 March 2006	Notice of Hearing
	28 March 2006	Statement of Allegations
Mallett, Wayne
	19 January 2009	Order
	19 December 2008	Amended and Consolidated Notice of Hearing of Motion
	03 December 2008	Notice of Hearing of Motion
	26 November 2008	Motion
Malsbury, Shayne Lorne
	02 September 2008	Reasons for Decision
	20 August 2008	Order
Malsbury Investment Corporation
	02 September 2008	Reasons for Decision
	20 August 2008	Order
Manor, Boaz
	16 May 2005	Extension Order
	15 February 2005	Order
Manulife Securities International Ltd.
	15 February 2005	Reasons for Decision
	15 February 2005	Order and Settlement Agreement
Marsh Shuman, Alan
	30 May 2008	Decision on Administrative Penalties and Costs
	21 February 2008	Reasons for Decision
	02 May 2007	Order
	12 April 2007	Order
	27 November 2006	Consent Order
	01 November 2006	Supplementary Notice of Hearing
	30 October 2006	Amended Statement of Allegation
	14 June 2006	Order
	24 May 2006	Order
	24 May 2006	Order
	12 May 2006	Statement of Allegations
	12 May 2006	Notice of Hearing
	11 May 2006	Order
Meisner Corporation
	22 October 2007	Reasons for Decision
	02 August 2007	Order
	30 July 2007	Statement of Allegations
	30 July 2007	Notice of Hearing
	27 July 2007	Temporary Order
Meisner Inc. S.A.
	22 October 2007	Reasons for Decision
	02 August 2007	Order
	30 July 2007	Statement of Allegations
	30 July 2007	Notice of Hearing
	27 July 2007	Temporary Order
Meisner Incorporated
	22 October 2007	Reasons for Decision
	02 August 2007	Order
	30 July 2007	Statement of Allegations
	30 July 2007	Notice of Hearing
	27 July 2007	Temporary Order
Merchant Capital Markets S.A.
	09 October 2007	Reasons for Decision
	27 July 2007	Order
	13 July 2007	Notice of Hearing
	13 July 2007	Temporary Order
	13 July 2007	Statement of Allegations
Messinger, Saul
	12 December 2006	Consent Order
	11 October 2006	Order
	24 August 2006	Order
	24 May 2006	Order
	11 April 2006	Order
	31 March 2006	Order
	29 March 2006	Notice of Hearing
	28 March 2006	Statement of Allegations
Mezinski, Tom
	17 August 2007	Reasons for Decision
	04 May 2007	Consolidated Amended Statement of Allegations
	27 March 2007	Consolidated Amended Notice of Hearing
	06 October 2006	Consent Order
	14 June 2006	Order
	02 June 2006	Supplementary Notice of Hearing
	01 June 2006	Supplementary Statement of Allegations
	26 April 2006	Order
	20 April 2006	Statement of Allegations
	20 April 2006	Notice of Hearing
	11 April 2006	Temporary Cease Trade Order
Midland Walwyn Capital Inc.
	06 December 1996	Decision
Miller, Janet
	23 March 1993	Decision
Moloney, Brian
	30 April 2009	Order
	09 April 2009	Amended Notice of Motion
	30 March 2009	Notice of Hearing
	16 February 2009	Motion
	19 June 2008	Order
	28 May 2008	Order
	15 May 2008	Notice of Hearing
	15 May 2008	Statement of Allegations
	12 May 2008	Ex-parte Temporary Order
Money Concepts Group Capital Corp.
	08 September 1992	Decision
Murray, Bradley Andrew
	26 January 2010	Reasons for the Decision
	24 November 2009	Order
	15 October 2009	Notice of Hearing
Nason, Donald
	03 July 2009	Reasons for Decision
	03 April 2009	Order
	17 March 2009	Order
	10 March 2009	Reasons for Decision
	20 January 2009	Order
	04 November 2008	Second Consolidated and Amended Notice of Hearing
	04 November 2008	Order
	29 October 2008	Reasons for Decision
	29 October 2008	Settlement Agreement
	23 October 2008	Second Amended Statement of Allegations
	16 September 2008	Notice of Hearing
	25 August 2008	Order
	15 August 2008	Settlement Agreement
	02 June 2008	Amended Statement of Allegations
	21 April 2008	Notice of Hearing
	11 April 2008	Order
	10 April 2008	Order
	19 March 2008	Notice of Motion
	14 March 2008	Statement of Allegations
	15 October 2007	Consent Order
	15 October 2007	Order
	14 September 2007	Notice of Hearing
National Bank Financial Inc.
	11 January 2001	Order
New Gold Limited Partnerships
	20 October 2008	Reasons for Decision
	27 August 2008	Order
Niles, Harry
	03 July 2009	Reasons for Decision
	03 April 2009	Order
	17 March 2009	Order
	10 March 2009	Reasons for Decision
	20 January 2009	Order
	04 November 2008	Second Consolidated and Amended Notice of Hearing
	04 November 2008	Order
	29 October 2008	Reasons for Decision
	29 October 2008	Settlement Agreement
	23 October 2008	Second Amended Statement of Allegations
	16 September 2008	Notice of Hearing
	25 August 2008	Order
	15 August 2008	Settlement Agreement
	02 June 2008	Amended Statement of Allegations
	21 April 2008	Notice of Hearing
	11 April 2008	Order
	10 April 2008	Order
	19 March 2008	Notice of Motion
	14 March 2008	Statement of Allegations
	15 October 2007	Consent Order
	15 October 2007	Order
	14 September 2007	Notice of Hearing
	31 March 2004	Order
Novielli, Lino
	30 April 2009	Order
	09 April 2009	Amended Notice of Motion
	30 March 2009	Notice of Hearing
	16 February 2009	Motion
	19 June 2008	Order
	28 May 2008	Order
	15 May 2008	Notice of Hearing
	15 May 2008	Statement of Allegations
	12 May 2008	Ex-parte Temporary Order
O'Brien, Eric
	17 December 2007	Reasons for Decision
	15 October 2007	Order
Oagles, James H.
	21 July 2008	Reasons for Decision
	21 July 2008	Reasons for Decision
	21 July 2008	Reasons for Decision
	27 March 2008	Order
	26 March 2008	Order
	26 March 2008	Order
	26 March 2008	Order
	26 March 2008	Order
	02 January 2008	Notice of Hearing
	20 December 2007	Statement of Allegations
OptionsXpress Inc.
	31 August 2005	Order and Settlement Agreement
Palmer, Jim
	20 May 2009	Reasons for Decision
	25 February 2009	Order
	10 February 2009	Notice of Hearing
	09 February 2009	Statement of Allegations
Park, Sang
	20 January 2009	Reasons for Decision
	25 August 2008	Order
	13 August 2008	Settlement Agreement
Petroleum Unlimited LLC
	08 September 2008	Reasons for Decision
	20 August 2008	Order
PFSL Investments Canada Limited
	22 September 1992	Order
Portus Alternative Asset Management Inc.
	16 May 2005	Extension Order
	15 February 2005	Temporary Order
	15 February 2005	Order
Praamsma, Conrad
	09 October 2007	Reasons for Decision
	27 July 2007	Order
	13 July 2007	Notice of Hearing
	13 July 2007	Temporary Order
	13 July 2007	Statement of Allegations
Praamsma, Justin
	09 October 2007	Reasons for Decision
	27 July 2007	Order
	13 July 2007	Notice of Hearing
	13 July 2007	Temporary Order
	13 July 2007	Statement of Allegations
PriceWarner Financial LLC
	09 October 2007	Order
	25 September 2007	Statement of Allegations
	25 September 2007	Notice of Hearing
	24 September 2007	Ex Parte Temporary Order
Quéré, André
	17 September 1991	Decision and Reasons
Regal Capital Planners Ltd.
	13 November 2001	Order
	22 March 2001	Decision
	24 May 1996	Decision
Robichaud, Fernand
	23 July 1992	Order
Roussel, Reginald
	10 September 1995	Decision and Order
Saintonge, Robert
	21 September 2009	Order
	21 September 2009	Order
	21 September 2009	Order
	20 August 2009	Notice of Motion
	19 August 2009	Motion
Saxon Consultants Ltd.
	09 October 2007	Reasons for Decision
	27 July 2007	Order
	13 July 2007	Notice of Hearing
	13 July 2007	Temporary Order
	13 July 2007	Statement of Allegations
Saxon Financial Services Ltd.
	09 October 2007	Reasons for Decision
	27 July 2007	Order
	13 July 2007	Notice of Hearing
	13 July 2007	Temporary Order
	13 July 2007	Statement of Allegations
Shott, Normand
	18 October 1992	Decision
Smith, Earle M.
	24 October 1997	Decision and Order
Smith, Michael
	20 April 1995	Decision
Sponagle, Quintin
	15 January 2007	Order
	11 January 2007	Order
	21 December 2006	Order
	21 December 2006	Order
	13 December 2006	Order
	30 October 2006	Order
	24 October 2006	Notice of Hearing
	24 October 2006	Statement of Allegations
	20 October 2006	Order
Strata Distribution Services Limited
	20 April 1995	Decision
Strategic Energy Partners
	20 May 2009	Reasons for Decision
	25 February 2009	Order
	10 February 2009	Notice of Hearing
	09 February 2009	Statement of Allegations
Sylvester, Julian
	17 December 2007	Reasons for Decision
	15 October 2007	Order
Theodoropoulos, George
	09 October 2007	Order
	25 September 2007	Statement of Allegations
	25 September 2007	Notice of Hearing
	24 September 2007	Ex Parte Temporary Order
Tomeli, Evanna
	30 April 2009	Order
	09 April 2009	Amended Notice of Motion
	30 March 2009	Notice of Hearing
	16 February 2009	Motion
	19 June 2008	Order
	28 May 2008	Order
	15 May 2008	Notice of Hearing
	15 May 2008	Statement of Allegations
	12 May 2008	Ex-parte Temporary Order
Tracy, Jeannie
	21 July 2008	Reasons for Decision
	21 July 2008	Reasons for Decision
	21 July 2008	Reasons for Decision
	27 March 2008	Order
	26 March 2008	Order
	26 March 2008	Order
	26 March 2008	Order
	26 March 2008	Order
	02 January 2008	Notice of Hearing
	20 December 2007	Statement of Allegations
Travin, Jack
	12 December 2006	Consent Order
	11 October 2006	Order
	24 August 2006	Order
	24 May 2006	Order
	11 April 2006	Order
	31 March 2006	Order
	29 March 2006	Notice of Hearing
	28 March 2006	Statement of Allegations
Tubtron Controls Corp.
	09 December 2009	Order
	27 October 2009	Notice of Hearing/Motion
	03 July 2009	Reasons for Decision
	03 April 2009	Order
	17 March 2009	Order
	10 March 2009	Reasons for Decision
	20 January 2009	Order
	04 November 2008	Second Consolidated and Amended Notice of Hearing
	04 November 2008	Order
	29 October 2008	Reasons for Decision
	29 October 2008	Settlement Agreement
	23 October 2008	Second Amended Statement of Allegations
	16 September 2008	Notice of Hearing
	25 August 2008	Order
	15 August 2008	Settlement Agreement
	02 June 2008	Amended Statement of Allegations
	21 April 2008	Notice of Hearing
	11 April 2008	Order
	10 April 2008	Order
	19 March 2008	Notice of Motion
	14 March 2008	Statement of Allegations
	15 October 2007	Consent Order
	15 October 2007	Order
	14 September 2007	Notice of Hearing
	31 March 2004	Order
Ulfan, Hanoch
	17 August 2007	Reasons for Decision
	04 May 2007	Consolidated Amended Statement of Allegations
	27 March 2007	Consolidated Amended Notice of Hearing
	12 December 2006	Consent Order
	11 October 2006	Order
	06 October 2006	Consent Order
	24 August 2006	Order
	14 June 2006	Order
	02 June 2006	Supplementary Notice of Hearing
	01 June 2006	Supplementary Statement of Allegations
	24 May 2006	Order
	26 April 2006	Order
	20 April 2006	Statement of Allegations
	20 April 2006	Notice of Hearing
	11 April 2006	Order
	11 April 2006	Temporary Cease Trade Order
	31 March 2006	Order
	29 March 2006	Notice of Hearing
	28 March 2006	Statement of Allegations
University Health Industries Inc.
	09 October 2007	Order
	25 September 2007	Statement of Allegations
	25 September 2007	Notice of Hearing
	24 September 2007	Ex Parte Temporary Order
University Lab Technologies Inc.
	09 October 2007	Order
	25 September 2007	Statement of Allegations
	25 September 2007	Notice of Hearing
	24 September 2007	Ex Parte Temporary Order
Valentine, Mark Edward
	15 February 2005	Order
Vienneau, Jean-Marc
	06 December 1996	Decision
Vizcarra, Jorge
	22 October 2007	Reasons for Decision
	02 August 2007	Order
	30 July 2007	Statement of Allegations
	30 July 2007	Notice of Hearing
	27 July 2007	Temporary Order
Waddingham, Leonard
	12 December 2006	Consent Order
	11 October 2006	Order
	24 August 2006	Order
	24 May 2006	Order
	11 April 2006	Order
	31 March 2006	Order
	29 March 2006	Notice of Hearing
	28 March 2006	Statement of Allegations
Wadhwani, Kim
	12 December 2006	Consent Order
	11 October 2006	Order
	24 August 2006	Order
	24 May 2006	Order
	11 April 2006	Order
	31 March 2006	Order
	29 March 2006	Notice of Hearing
	28 March 2006	Statement of Allegations
Wealth Pools International Inc.
	21 July 2008	Reasons for Decision
	21 July 2008	Reasons for Decision
	21 July 2008	Reasons for Decision
	27 March 2008	Order
	26 March 2008	Order
	26 March 2008	Order
	26 March 2008	Order
	26 March 2008	Order
	02 January 2008	Notice of Hearing
	20 December 2007	Statement of Allegations
Werner, Andrew
	09 October 2007	Order
	25 September 2007	Statement of Allegations
	25 September 2007	Notice of Hearing
	24 September 2007	Ex Parte Temporary Order
White, Matthew
	12 January 2009	Order
	06 January 2009	Settlement Agreement
	21 November 2008	Consolidated Amended Notice of Hearing
	23 October 2008	Notice of Hearing
	15 October 2008	Statement of Allegations
Wilson, Paul
	18 December 1997	Order
Wilson, Sean
	09 October 2007	Reasons for Decision
	27 July 2007	Order
	13 July 2007	Notice of Hearing
	13 July 2007	Temporary Order
	13 July 2007	Statement of Allegations
Woodman, Ronald
	06 February 1991	Decision and Reasons
Woodworth, Clyde
	03 June 1992	Decision and Reasons
Wylie, Richard
	30 April 2009	Order
	09 April 2009	Amended Notice of Motion
	30 March 2009	Notice of Hearing
	16 February 2009	Motion
	19 June 2008	Order
	28 May 2008	Order
	15 May 2008	Notice of Hearing
	15 May 2008	Statement of Allegations
	12 May 2008	Ex-parte Temporary Order
Young, Todd
	09 October 2007	Reasons for Decision
	27 July 2007	Order
	13 July 2007	Notice of Hearing
	13 July 2007	Temporary Order
	13 July 2007	Statement of Allegations