HOME
LINKS
SITEMAP
CONTACT US
Calendar
FRANÇAIS
FAQs for:
Select...
Investors
Entrepreneurs
Reporting Issuers
Dealer & Advisers
Lawyer & Accountant
Regulators
Educators
Media
Javascript Menu by Deluxe-Menu.com
Site Map
About Us
Annual Reports
Careers
Contact
Cooperation
Governance
Staff
Strategic Direction
Investors
Adviser Relationship
Choosing a Financial Adviser
Dealing with Disputes
Avoiding and Reporting Scams
How You Might be Approached
Recognizing a Scam
Types of Scams
Background Checks
Step 1 - Check Your Adviser's Registration
Step 2 - Check for Disciplinary Action
Step 3 - Check the Company's History
Step 4 - Check the News
Step 5 - Check other sources
Complaints
Can I Get My Money Back?
Investment Industry Regulator Organization of Canada (IIROC)
Legal Advice
New Brunswick Securities Commission
Ombudsman For Banking Services and Investments (OBSI)
File a Complaint
How Do I Know if I Have a Complaint?
Complaints with a financial adviser or firm
Complaints with a Private Company
Complaints with a Public Company
How Do I Make a Complaint?
What the NBSC can do?
For Mature Investors
For Young Investors
Getting Started
Setting Investment Goals
Types of Investments
Invest in Knowing More
Law & Policy
By-Laws of the Commission
Delegations and Recognitions
Delegations
Delegations - History
Sub-Delegations - History
Recognitions
Recognitions - History
Miscellaneous Notices
Proposed Rules and Policies
Instruments Out For Public Comment
Public Comments Under Review
Regulatory Instruments
Rules, Policies, Orders, Notices
Securities Act
Self-Regulatory Organizations (SROs)
Media
Invest in Knowing More
2007 Invest in Knowing More Campaign
2008 Invest in Knowing More Campaign
2009 Invest in Knowing More Campaign
Newsroom
Podcasts
Topics and Backgrounders
Dealers & Advisers
Exempt Registration
List of Registered Dealers and Advisers
National Registration Database (NRD)
Self-Regulatory Organizations (SROs)
Complaints
Can I Get My Money Back?
Investment Industry Regulator Organization of Canada (IIROC)
Legal Advice
New Brunswick Securities Commission
Ombudsman For Banking Services and Investments (OBSI)
File a Complaint
How Do I Know if I Have a Complaint?
Complaints with a Financial Adviser or Firm
Complaints with a Private Company
Complaints with a Public Company
How Do I Make a Complaint?
What the NBSC can do?
Enforcement
Caution List
Other Decisions and Orders
Proceedings
Recent Decisions
Upcoming Hearings
Resources
Brochures and Publications
Fees
Glossary
Links
Presentations
Registration Reform Project
Reporting Issuer List
Accessing Capital
Fullsail Initiative
Action
Education
Fullsail Summit
Progress Reporting
Research
Lawyers and Accountants
Raising Capital
Do I need to be registered with the NBSC?
Equity Investment
EVENTS CALENDAR